- ID de exploración:
- 11588f2b-e57e-40bf-8a8b-7d91f24df99bFinalizado
- URL enviada:
- https://www.finra.org/registration-exams-ce/regulatory-fees-and-payment-options
- Informe finalizado:
Enlaces: 12 encontrados
Los enlaces salientes identificados en la página
| Enlace | TEXTO |
|---|---|
| https://brokercheck.finra.org | BrokerCheck |
| https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1 | Login |
| https://finpro.finra.org/ | Login |
| https://gateway.finra.org/ | Login |
| https://drportal.finra.org/ | Login |
| https://tools.finra.org/cc_support/ | Need Help? |
| https://tools.finra.org/rule_filings/ | Rule Filing Status Report |
| https://www.twitter.com/finra | X |
| https://www.linkedin.com/company/finra/ | |
| https://www.facebook.com/FinancialIndustryRegulatoryAuthority/ |
Variables JavaScript: 278 encontradas
Las variables JavaScript globales cargadas en el objeto de ventana de una página son variables declaradas fuera de las funciones y a las que se puede acceder desde cualquier lugar del código en el ámbito actual
| Nombre | Tipo |
|---|---|
| 0 | object |
| 1 | object |
| 2 | object |
| onbeforetoggle | object |
| documentPictureInPicture | object |
| onscrollend | object |
| webpackChunktag | object |
| ABTastyTagPerforming | boolean |
| dataLayer | object |
| NREUM | object |
Mensajes de registro de la consola: 7 encontrados
Mensajes registrados en la consola web
| Tipo | Categoría | Registrar |
|---|---|---|
| warning | other |
|
| log | other |
|
| log | other |
|
| log | other |
|
| log | other |
|
| error | network |
|
| error | network |
|
HTML
El cuerpo HTML sin procesar de la página
<!DOCTYPE html><html lang="en" dir="ltr" prefix="og: https://ogp.me/ns#" class="js fontawesome-i2svg-active fontawesome-i2svg-complete"><head><style type="text/css">svg:not(:root).svg-inline--fa{overflow:visible}.svg-inline--fa{display:inline-block;font-size:inherit;height:1em;overflow:visible;vertical-align:-.125em}.svg-inline--fa.fa-lg{vertical-align:-.225em}.svg-inline--fa.fa-w-1{width:.0625em}.svg-inline--fa.fa-w-2{width:.125em}.svg-inline--fa.fa-w-3{width:.1875em}.svg-inline--fa.fa-w-4{width:.25em}.svg-inline--fa.fa-w-5{width:.3125em}.svg-inline--fa.fa-w-6{width:.375em}.svg-inline--fa.fa-w-7{width:.4375em}.svg-inline--fa.fa-w-8{width:.5em}.svg-inline--fa.fa-w-9{width:.5625em}.svg-inline--fa.fa-w-10{width:.625em}.svg-inline--fa.fa-w-11{width:.6875em}.svg-inline--fa.fa-w-12{width:.75em}.svg-inline--fa.fa-w-13{width:.8125em}.svg-inline--fa.fa-w-14{width:.875em}.svg-inline--fa.fa-w-15{width:.9375em}.svg-inline--fa.fa-w-16{width:1em}.svg-inline--fa.fa-w-17{width:1.0625em}.svg-inline--fa.fa-w-18{width:1.125em}.svg-inline--fa.fa-w-19{width:1.1875em}.svg-inline--fa.fa-w-20{width:1.25em}.svg-inline--fa.fa-pull-left{margin-right:.3em;width:auto}.svg-inline--fa.fa-pull-right{margin-left:.3em;width:auto}.svg-inline--fa.fa-border{height:1.5em}.svg-inline--fa.fa-li{width:2em}.svg-inline--fa.fa-fw{width:1.25em}.fa-layers svg.svg-inline--fa{bottom:0;left:0;margin:auto;position:absolute;right:0;top:0}.fa-layers{display:inline-block;height:1em;position:relative;text-align:center;vertical-align:-.125em;width:1em}.fa-layers svg.svg-inline--fa{-webkit-transform-origin:center center;transform-origin:center center}.fa-layers-counter,.fa-layers-text{display:inline-block;position:absolute;text-align:center}.fa-layers-text{left:50%;top:50%;-webkit-transform:translate(-50%,-50%);transform:translate(-50%,-50%);-webkit-transform-origin:center center;transform-origin:center center}.fa-layers-counter{background-color:#ff253a;border-radius:1em;-webkit-box-sizing:border-box;box-sizing:border-box;color:#fff;height:1.5em;line-height:1;max-width:5em;min-width:1.5em;overflow:hidden;padding:.25em;right:0;text-overflow:ellipsis;top:0;-webkit-transform:scale(.25);transform:scale(.25);-webkit-transform-origin:top right;transform-origin:top right}.fa-layers-bottom-right{bottom:0;right:0;top:auto;-webkit-transform:scale(.25);transform:scale(.25);-webkit-transform-origin:bottom right;transform-origin:bottom right}.fa-layers-bottom-left{bottom:0;left:0;right:auto;top:auto;-webkit-transform:scale(.25);transform:scale(.25);-webkit-transform-origin:bottom left;transform-origin:bottom left}.fa-layers-top-right{right:0;top:0;-webkit-transform:scale(.25);transform:scale(.25);-webkit-transform-origin:top right;transform-origin:top right}.fa-layers-top-left{left:0;right:auto;top:0;-webkit-transform:scale(.25);transform:scale(.25);-webkit-transform-origin:top left;transform-origin:top left}.fa-lg{font-size:1.3333333333em;line-height:.75em;vertical-align:-.0667em}.fa-xs{font-size:.75em}.fa-sm{font-size:.875em}.fa-1x{font-size:1em}.fa-2x{font-size:2em}.fa-3x{font-size:3em}.fa-4x{font-size:4em}.fa-5x{font-size:5em}.fa-6x{font-size:6em}.fa-7x{font-size:7em}.fa-8x{font-size:8em}.fa-9x{font-size:9em}.fa-10x{font-size:10em}.fa-fw{text-align:center;width:1.25em}.fa-ul{list-style-type:none;margin-left:2.5em;padding-left:0}.fa-ul>li{position:relative}.fa-li{left:-2em;position:absolute;text-align:center;width:2em;line-height:inherit}.fa-border{border:solid .08em #eee;border-radius:.1em;padding:.2em .25em .15em}.fa-pull-left{float:left}.fa-pull-right{float:right}.fa.fa-pull-left,.fab.fa-pull-left,.fal.fa-pull-left,.far.fa-pull-left,.fas.fa-pull-left{margin-right:.3em}.fa.fa-pull-right,.fab.fa-pull-right,.fal.fa-pull-right,.far.fa-pull-right,.fas.fa-pull-right{margin-left:.3em}.fa-spin{-webkit-animation:fa-spin 2s infinite linear;animation:fa-spin 2s infinite linear}.fa-pulse{-webkit-animation:fa-spin 1s infinite steps(8);animation:fa-spin 1s infinite steps(8)}@-webkit-keyframes fa-spin{0%{-webkit-transform:rotate(0);transform:rotate(0)}100%{-webkit-transform:rotate(360deg);transform:rotate(360deg)}}@keyframes fa-spin{0%{-webkit-transform:rotate(0);transform:rotate(0)}100%{-webkit-transform:rotate(360deg);transform:rotate(360deg)}}.fa-rotate-90{-webkit-transform:rotate(90deg);transform:rotate(90deg)}.fa-rotate-180{-webkit-transform:rotate(180deg);transform:rotate(180deg)}.fa-rotate-270{-webkit-transform:rotate(270deg);transform:rotate(270deg)}.fa-flip-horizontal{-webkit-transform:scale(-1,1);transform:scale(-1,1)}.fa-flip-vertical{-webkit-transform:scale(1,-1);transform:scale(1,-1)}.fa-flip-both,.fa-flip-horizontal.fa-flip-vertical{-webkit-transform:scale(-1,-1);transform:scale(-1,-1)}:root .fa-flip-both,:root .fa-flip-horizontal,:root .fa-flip-vertical,:root .fa-rotate-180,:root .fa-rotate-270,:root .fa-rotate-90{-webkit-filter:none;filter:none}.fa-stack{display:inline-block;height:2em;position:relative;width:2.5em}.fa-stack-1x,.fa-stack-2x{bottom:0;left:0;margin:auto;position:absolute;right:0;top:0}.svg-inline--fa.fa-stack-1x{height:1em;width:1.25em}.svg-inline--fa.fa-stack-2x{height:2em;width:2.5em}.fa-inverse{color:#fff}.sr-only{border:0;clip:rect(0,0,0,0);height:1px;margin:-1px;overflow:hidden;padding:0;position:absolute;width:1px}.sr-only-focusable:active,.sr-only-focusable:focus{clip:auto;height:auto;margin:0;overflow:visible;position:static;width:auto}.svg-inline--fa .fa-primary{fill:var(--fa-primary-color,currentColor);opacity:1;opacity:var(--fa-primary-opacity,1)}.svg-inline--fa .fa-secondary{fill:var(--fa-secondary-color,currentColor);opacity:.4;opacity:var(--fa-secondary-opacity,.4)}.svg-inline--fa.fa-swap-opacity .fa-primary{opacity:.4;opacity:var(--fa-secondary-opacity,.4)}.svg-inline--fa.fa-swap-opacity .fa-secondary{opacity:1;opacity:var(--fa-primary-opacity,1)}.svg-inline--fa mask .fa-primary,.svg-inline--fa mask .fa-secondary{fill:#000}.fad.fa-inverse{color:#fff}</style><link href="https://cdn-prod.securiti.ai/consent/cookie-consent-latest.css" rel="stylesheet">
<script type="text/javascript" async="" src="https://www.googletagmanager.com/gtag/js?id=G-PJ6P8VS89P&cx=c&_slc=1"></script><script src="https://connect.facebook.net/signals/config/1621322547905865?v=2.9.176&r=stable&domain=www.finra.org&hme=872f04a0547459b3285cb03b0d7a47bfde40628f4b386809918a621e2688602f&ex_m=70%2C121%2C107%2C111%2C61%2C4%2C100%2C69%2C16%2C97%2C89%2C51%2C54%2C172%2C175%2C187%2C183%2C184%2C186%2C29%2C101%2C53%2C77%2C185%2C167%2C170%2C180%2C181%2C188%2C131%2C41%2C189%2C190%2C34%2C143%2C15%2C50%2C195%2C194%2C133%2C18%2C40%2C1%2C43%2C65%2C66%2C67%2C71%2C93%2C17%2C14%2C96%2C92%2C91%2C108%2C52%2C110%2C39%2C109%2C30%2C94%2C26%2C168%2C171%2C140%2C86%2C56%2C84%2C33%2C73%2C0%2C95%2C32%2C28%2C82%2C83%2C88%2C47%2C46%2C87%2C37%2C11%2C12%2C13%2C6%2C7%2C25%2C22%2C23%2C57%2C62%2C64%2C75%2C102%2C27%2C76%2C9%2C8%2C80%2C48%2C21%2C104%2C103%2C105%2C98%2C10%2C20%2C3%2C38%2C74%2C19%2C5%2C90%2C81%2C44%2C35%2C85%2C2%2C36%2C63%2C42%2C106%2C45%2C79%2C68%2C112%2C60%2C59%2C31%2C99%2C58%2C55%2C49%2C78%2C72%2C24%2C113%2C201%2C200%2C202%2C207%2C208%2C209%2C205%2C197%2C132%2C163%2C196%2C198%2C122%2C157%2C145%2C151%2C129%2C233%2C116%2C127%2C234%2C165%2C119%2C236%2C166%2C136%2C123%2C154%2C148%2C193%2C114%2C128" async=""></script><script src="https://connect.facebook.net/signals/config/744847552545373?v=2.9.176&r=stable&domain=www.finra.org&hme=872f04a0547459b3285cb03b0d7a47bfde40628f4b386809918a621e2688602f&ex_m=70%2C121%2C107%2C111%2C61%2C4%2C100%2C69%2C16%2C97%2C89%2C51%2C54%2C172%2C175%2C187%2C183%2C184%2C186%2C29%2C101%2C53%2C77%2C185%2C167%2C170%2C180%2C181%2C188%2C131%2C41%2C189%2C190%2C34%2C143%2C15%2C50%2C195%2C194%2C133%2C18%2C40%2C1%2C43%2C65%2C66%2C67%2C71%2C93%2C17%2C14%2C96%2C92%2C91%2C108%2C52%2C110%2C39%2C109%2C30%2C94%2C26%2C168%2C171%2C140%2C86%2C56%2C84%2C33%2C73%2C0%2C95%2C32%2C28%2C82%2C83%2C88%2C47%2C46%2C87%2C37%2C11%2C12%2C13%2C6%2C7%2C25%2C22%2C23%2C57%2C62%2C64%2C75%2C102%2C27%2C76%2C9%2C8%2C80%2C48%2C21%2C104%2C103%2C105%2C98%2C10%2C20%2C3%2C38%2C74%2C19%2C5%2C90%2C81%2C44%2C35%2C85%2C2%2C36%2C63%2C42%2C106%2C45%2C79%2C68%2C112%2C60%2C59%2C31%2C99%2C58%2C55%2C49%2C78%2C72%2C24%2C113" async=""></script><script type="text/javascript" async="" src="https://connect.facebook.net/en_US/fbevents.js"></script><script type="text/javascript" async="" src="https://snap.licdn.com/li.lms-analytics/insight.min.js"></script><script type="text/javascript" async="" src="https://www.googletagmanager.com/gtag/destination?id=AW-668004797&l=dataLayer&cx=c&gtm=45He4bk0v811255690za200"></script><script type="text/javascript" async="" src="https://snap.licdn.com/li.lms-analytics/insight.min.js"></script><script type="text/javascript" async="" src="https://static.ads-twitter.com/uwt.js"></script><script type="text/javascript" async="" src="https://www.google-analytics.com/analytics.js"></script><script type="text/javascript" async="" src="https://www.googletagmanager.com/gtag/js?id=G-P3LS8SG0QV&l=dataLayer&cx=c&gtm=45He4bk0v811255690za200"></script><script async="" src="https://www.googletagmanager.com/gtm.js?id=GTM-PX5XDBN"></script><script type="text/javascript" src="https://try.abtasty.com/1815f4bcb7f984090f9f3450ffb107c9.js"></script>
<!-- Google Tag Manager -->
<script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':
new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],
j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src=
'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);
})(window,document,'script','dataLayer','GTM-PX5XDBN');</script>
<!-- End Google Tag Manager -->
<script defer="" src="//cdn.jsdelivr.net/bluebird/3.5.0/bluebird.min.js"></script>
<script defer="" src="https://cdnjs.cloudflare.com/ajax/libs/fetch/2.0.3/fetch.js"></script>
<meta charset="utf-8">
<meta name="description" content="FINRA assesses and collects regulatory fees that fund FINRA’s regulatory activities, including the Gross Income Assessment (GIA), Personnel Assessment and Branch Assessment Fees, as well as user fees for the services FINRA provides.">
<link rel="canonical" href="https://www.finra.org/registration-exams-ce/regulatory-fees-and-payment-options">
<link rel="image_src" href="https://www.finra.org/sites/default/files/2023-12/finra-logo.png">
<meta name="google" content="p6aFpyERRdC4Ror_K0mTRRtXKjAsz35RTQl_MDv_nNg">
<meta property="og:title" content="Regulatory Fees and Payment Options">
<meta property="og:description" content="FINRA assesses and collects regulatory fees that fund FINRA’s regulatory activities, including the Gross Income Assessment (GIA), Personnel Assessment and Branch Assessment Fees, as well as user fees for the services FINRA provides.">
<meta property="og:image" content="https://www.finra.org/sites/default/files/2023-12/finra-logo.png">
<meta name="Generator" content="Drupal 10 (https://www.drupal.org)">
<meta name="MobileOptimized" content="width">
<meta name="HandheldFriendly" content="true">
<meta name="viewport" content="width=device-width, initial-scale=1, shrink-to-fit=no">
<meta http-equiv="x-ua-compatible" content="ie=edge"><script type="text/javascript">(window.NREUM||(NREUM={})).init={ajax:{deny_list:["bam.nr-data.net"]}};(window.NREUM||(NREUM={})).loader_config={licenseKey:"d7b664b4b4",applicationID:"486102969"};;/*! For license information please see nr-loader-rum-1.274.0.min.js.LICENSE.txt */
(()=>{var e,t,r={8122:(e,t,r)=>{"use strict";r.d(t,{a:()=>i});var n=r(944);function i(e,t){try{if(!e||"object"!=typeof e)return(0,n.R)(3);if(!t||"object"!=typeof t)return(0,n.R)(4);const r=Object.create(Object.getPrototypeOf(t),Object.getOwnPropertyDescriptors(t)),o=0===Object.keys(r).length?e:r;for(let a in o)if(void 0!==e[a])try{if(null===e[a]){r[a]=null;continue}Array.isArray(e[a])&&Array.isArray(t[a])?r[a]=Array.from(new Set([...e[a],...t[a]])):"object"==typeof e[a]&&"object"==typeof t[a]?r[a]=i(e[a],t[a]):r[a]=e[a]}catch(e){(0,n.R)(1,e)}return r}catch(e){(0,n.R)(2,e)}}},2555:(e,t,r)=>{"use strict";r.d(t,{Vp:()=>c,fn:()=>s,x1:()=>u});var n=r(384),i=r(8122);const o={beacon:n.NT.beacon,errorBeacon:n.NT.errorBeacon,licenseKey:void 0,applicationID:void 0,sa:void 0,queueTime:void 0,applicationTime:void 0,ttGuid:void 0,user:void 0,account:void 0,product:void 0,extra:void 0,jsAttributes:{},userAttributes:void 0,atts:void 0,transactionName:void 0,tNamePlain:void 0},a={};function s(e){try{const t=c(e);return!!t.licenseKey&&!!t.errorBeacon&&!!t.applicationID}catch(e){return!1}}function c(e){if(!e)throw new Error("All info objects require an agent identifier!");if(!a[e])throw new Error("Info for ".concat(e," was never set"));return a[e]}function u(e,t){if(!e)throw new Error("All info objects require an agent identifier!");a[e]=(0,i.a)(t,o);const r=(0,n.nY)(e);r&&(r.info=a[e])}},9417:(e,t,r)=>{"use strict";r.d(t,{D0:()=>g,gD:()=>h,xN:()=>p});var n=r(993);const i=e=>{if(!e||"string"!=typeof e)return!1;try{document.createDocumentFragment().querySelector(e)}catch{return!1}return!0};var o=r(2614),a=r(944),s=r(384),c=r(8122);const u="[data-nr-mask]",d=()=>{const e={mask_selector:"*",block_selector:"[data-nr-block]",mask_input_options:{color:!1,date:!1,"datetime-local":!1,email:!1,month:!1,number:!1,range:!1,search:!1,tel:!1,text:!1,time:!1,url:!1,week:!1,textarea:!1,select:!1,password:!0}};return{ajax:{deny_list:void 0,block_internal:!0,enabled:!0,harvestTimeSeconds:10,autoStart:!0},distributed_tracing:{enabled:void 0,exclude_newrelic_header:void 0,cors_use_newrelic_header:void 0,cors_use_tracecontext_headers:void 0,allowed_origins:void 0},feature_flags:[],generic_events:{enabled:!0,harvestTimeSeconds:30,autoStart:!0},harvest:{tooManyRequestsDelay:60},jserrors:{enabled:!0,harvestTimeSeconds:10,autoStart:!0},logging:{enabled:!0,harvestTimeSeconds:10,autoStart:!0,level:n.p_.INFO},metrics:{enabled:!0,autoStart:!0},obfuscate:void 0,page_action:{enabled:!0},page_view_event:{enabled:!0,autoStart:!0},page_view_timing:{enabled:!0,harvestTimeSeconds:30,autoStart:!0},performance:{capture_marks:!1,capture_measures:!1},privacy:{cookies_enabled:!0},proxy:{assets:void 0,beacon:void 0},session:{expiresMs:o.wk,inactiveMs:o.BB},session_replay:{autoStart:!0,enabled:!1,harvestTimeSeconds:60,preload:!1,sampling_rate:10,error_sampling_rate:100,collect_fonts:!1,inline_images:!1,fix_stylesheets:!0,mask_all_inputs:!0,get mask_text_selector(){return e.mask_selector},set mask_text_selector(t){i(t)?e.mask_selector="".concat(t,",").concat(u):""===t||null===t?e.mask_selector=u:(0,a.R)(5,t)},get block_class(){return"nr-block"},get ignore_class(){return"nr-ignore"},get mask_text_class(){return"nr-mask"},get block_selector(){return e.block_selector},set block_selector(t){i(t)?e.block_selector+=",".concat(t):""!==t&&(0,a.R)(6,t)},get mask_input_options(){return e.mask_input_options},set mask_input_options(t){t&&"object"==typeof t?e.mask_input_options={...t,password:!0}:(0,a.R)(7,t)}},session_trace:{enabled:!0,harvestTimeSeconds:10,autoStart:!0},soft_navigations:{enabled:!0,harvestTimeSeconds:10,autoStart:!0},spa:{enabled:!0,harvestTimeSeconds:10,autoStart:!0},ssl:void 0,user_actions:{enabled:!0}}},l={},f="All configuration objects require an agent identifier!";function g(e){if(!e)throw new Error(f);if(!l[e])throw new Error("Configuration for ".concat(e," was never set"));return l[e]}function p(e,t){if(!e)throw new Error(f);l[e]=(0,c.a)(t,d());const r=(0,s.nY)(e);r&&(r.init=l[e])}function h(e,t){if(!e)throw new Error(f);var r=g(e);if(r){for(var n=t.split("."),i=0;i<n.length-1;i++)if("object"!=typeof(r=r[n[i]]))return;r=r[n[n.length-1]]}return r}},3371:(e,t,r)=>{"use strict";r.d(t,{V:()=>f,f:()=>l});var n=r(8122),i=r(384),o=r(6154),a=r(9324);let s=0;const c={buildEnv:a.F3,distMethod:a.Xs,version:a.xv,originTime:o.WN},u={customTransaction:void 0,disabled:!1,isolatedBacklog:!1,loaderType:void 0,maxBytes:3e4,onerror:void 0,ptid:void 0,releaseIds:{},appMetadata:{},session:void 0,denyList:void 0,timeKeeper:void 0,obfuscator:void 0},d={};function l(e){if(!e)throw new Error("All runtime objects require an agent identifier!");if(!d[e])throw new Error("Runtime for ".concat(e," was never set"));return d[e]}function f(e,t){if(!e)throw new Error("All runtime objects require an agent identifier!");d[e]={...(0,n.a)(t,u),...c},Object.hasOwnProperty.call(d[e],"harvestCount")||Object.defineProperty(d[e],"harvestCount",{get:()=>++s});const r=(0,i.nY)(e);r&&(r.runtime=d[e])}},9324:(e,t,r)=>{"use strict";r.d(t,{F3:()=>i,Xs:()=>o,xv:()=>n});const n="1.274.0",i="PROD",o="CDN"},6154:(e,t,r)=>{"use strict";r.d(t,{OF:()=>c,RI:()=>i,WN:()=>d,bv:()=>o,gm:()=>a,mw:()=>s,sb:()=>u});var n=r(1863);const i="undefined"!=typeof window&&!!window.document,o="undefined"!=typeof WorkerGlobalScope&&("undefined"!=typeof self&&self instanceof WorkerGlobalScope&&self.navigator instanceof WorkerNavigator||"undefined"!=typeof globalThis&&globalThis instanceof WorkerGlobalScope&&globalThis.navigator instanceof WorkerNavigator),a=i?window:"undefined"!=typeof WorkerGlobalScope&&("undefined"!=typeof self&&self instanceof WorkerGlobalScope&&self||"undefined"!=typeof globalThis&&globalThis instanceof WorkerGlobalScope&&globalThis),s=Boolean("hidden"===a?.document?.visibilityState),c=/iPad|iPhone|iPod/.test(a.navigator?.userAgent),u=c&&"undefined"==typeof SharedWorker,d=((()=>{const e=a.navigator?.userAgent?.match(/Firefox[/\s](\d+\.\d+)/);Array.isArray(e)&&e.length>=2&&e[1]})(),Date.now()-(0,n.t)())},1687:(e,t,r)=>{"use strict";r.d(t,{Ak:()=>c,Ze:()=>l,x3:()=>u});var n=r(7836),i=r(3606),o=r(860),a=r(2646);const s={};function c(e,t){const r={staged:!1,priority:o.P3[t]||0};d(e),s[e].get(t)||s[e].set(t,r)}function u(e,t){e&&s[e]&&(s[e].get(t)&&s[e].delete(t),g(e,t,!1),s[e].size&&f(e))}function d(e){if(!e)throw new Error("agentIdentifier required");s[e]||(s[e]=new Map)}function l(e="",t="feature",r=!1){if(d(e),!e||!s[e].get(t)||r)return g(e,t);s[e].get(t).staged=!0,f(e)}function f(e){const t=Array.from(s[e]);t.every((([e,t])=>t.staged))&&(t.sort(((e,t)=>e[1].priority-t[1].priority)),t.forEach((([t])=>{s[e].delete(t),g(e,t)})))}function g(e,t,r=!0){const o=e?n.ee.get(e):n.ee,s=i.i.handlers;if(!o.aborted&&o.backlog&&s){if(r){const e=o.backlog[t],r=s[t];if(r){for(let t=0;e&&t<e.length;++t)p(e[t],r);Object.entries(r).forEach((([e,t])=>{Object.values(t||{}).forEach((t=>{t[0]?.on&&t[0]?.context()instanceof a.y&&t[0].on(e,t[1])}))}))}}o.isolatedBacklog||delete s[t],o.backlog[t]=null,o.emit("drain-"+t,[])}}function p(e,t){var r=e[1];Object.values(t[r]||{}).forEach((t=>{var r=e[0];if(t[0]===r){var n=t[1],i=e[3],o=e[2];n.apply(i,o)}}))}},7836:(e,t,r)=>{"use strict";r.d(t,{P:()=>c,ee:()=>u});var n=r(384),i=r(8990),o=r(3371),a=r(2646),s=r(5607);const c="nr@context:".concat(s.W),u=function e(t,r){var n={},s={},d={},l=!1;try{l=16===r.length&&(0,o.f)(r).isolatedBacklog}catch(e){}var f={on:p,addEventListener:p,removeEventListener:function(e,t){var r=n[e];if(!r)return;for(var i=0;i<r.length;i++)r[i]===t&&r.splice(i,1)},emit:function(e,r,n,i,o){!1!==o&&(o=!0);if(u.aborted&&!i)return;t&&o&&t.emit(e,r,n);for(var a=g(n),c=h(e),d=c.length,l=0;l<d;l++)c[l].apply(a,r);var p=m()[s[e]];p&&p.push([f,e,r,a]);return a},get:v,listeners:h,context:g,buffer:function(e,t){const r=m();if(t=t||"feature",f.aborted)return;Object.entries(e||{}).forEach((([e,n])=>{s[n]=t,t in r||(r[t]=[])}))},abort:function(){f._aborted=!0,Object.keys(f.backlog).forEach((e=>{delete f.backlog[e]}))},isBuffering:function(e){return!!m()[s[e]]},debugId:r,backlog:l?{}:t&&"object"==typeof t.backlog?t.backlog:{},isolatedBacklog:l};return Object.defineProperty(f,"aborted",{get:()=>{let e=f._aborted||!1;return e||(t&&(e=t.aborted),e)}}),f;function g(e){return e&&e instanceof a.y?e:e?(0,i.I)(e,c,(()=>new a.y(c))):new a.y(c)}function p(e,t){n[e]=h(e).concat(t)}function h(e){return n[e]||[]}function v(t){return d[t]=d[t]||e(f,t)}function m(){return f.backlog}}(void 0,"globalEE"),d=(0,n.Zm)();d.ee||(d.ee=u)},2646:(e,t,r)=>{"use strict";r.d(t,{y:()=>n});class n{constructor(e){this.contextId=e}}},9908:(e,t,r)=>{"use strict";r.d(t,{d:()=>n,p:()=>i});var n=r(7836).ee.get("handle");function i(e,t,r,i,o){o?(o.buffer([e],i),o.emit(e,t,r)):(n.buffer([e],i),n.emit(e,t,r))}},3606:(e,t,r)=>{"use strict";r.d(t,{i:()=>o});var n=r(9908);o.on=a;var i=o.handlers={};function o(e,t,r,o){a(o||n.d,i,e,t,r)}function a(e,t,r,i,o){o||(o="feature"),e||(e=n.d);var a=t[o]=t[o]||{};(a[r]=a[r]||[]).push([e,i])}},3878:(e,t,r)=>{"use strict";function n(e,t){return{capture:e,passive:!1,signal:t}}function i(e,t,r=!1,i){window.addEventListener(e,t,n(r,i))}function o(e,t,r=!1,i){document.addEventListener(e,t,n(r,i))}r.d(t,{DD:()=>o,jT:()=>n,sp:()=>i})},5607:(e,t,r)=>{"use strict";r.d(t,{W:()=>n});const n=(0,r(9566).bz)()},9566:(e,t,r)=>{"use strict";r.d(t,{LA:()=>s,bz:()=>a});var n=r(6154);const i="xxxxxxxx-xxxx-4xxx-yxxx-xxxxxxxxxxxx";function o(e,t){return e?15&e[t]:16*Math.random()|0}function a(){const e=n.gm?.crypto||n.gm?.msCrypto;let t,r=0;return e&&e.getRandomValues&&(t=e.getRandomValues(new Uint8Array(30))),i.split("").map((e=>"x"===e?o(t,r++).toString(16):"y"===e?(3&o()|8).toString(16):e)).join("")}function s(e){const t=n.gm?.crypto||n.gm?.msCrypto;let r,i=0;t&&t.getRandomValues&&(r=t.getRandomValues(new Uint8Array(e)));const a=[];for(var s=0;s<e;s++)a.push(o(r,i++).toString(16));return a.join("")}},2614:(e,t,r)=>{"use strict";r.d(t,{BB:()=>a,H3:()=>n,g:()=>u,iL:()=>c,tS:()=>s,uh:()=>i,wk:()=>o});const n="NRBA",i="SESSION",o=144e5,a=18e5,s={STARTED:"session-started",PAUSE:"session-pause",RESET:"session-reset",RESUME:"session-resume",UPDATE:"session-update"},c={SAME_TAB:"same-tab",CROSS_TAB:"cross-tab"},u={OFF:0,FULL:1,ERROR:2}},1863:(e,t,r)=>{"use strict";function n(){return Math.floor(performance.now())}r.d(t,{t:()=>n})},944:(e,t,r)=>{"use strict";function n(e,t){"function"==typeof console.debug&&console.debug("New Relic Warning: https://github.com/newrelic/newrelic-browser-agent/blob/main/docs/warning-codes.md#".concat(e),t)}r.d(t,{R:()=>n})},5284:(e,t,r)=>{"use strict";r.d(t,{t:()=>c,B:()=>s});var n=r(7836),i=r(6154);const o="newrelic";const a=new Set,s={};function c(e,t){const r=n.ee.get(t);s[t]??={},e&&"object"==typeof e&&(a.has(t)||(r.emit("rumresp",[e]),s[t]=e,a.add(t),function(e={}){try{i.gm.dispatchEvent(new CustomEvent(o,{detail:e}))}catch(e){}}({loaded:!0})))}},8990:(e,t,r)=>{"use strict";r.d(t,{I:()=>i});var n=Object.prototype.hasOwnProperty;function i(e,t,r){if(n.call(e,t))return e[t];var i=r();if(Object.defineProperty&&Object.keys)try{return Object.defineProperty(e,t,{value:i,writable:!0,enumerable:!1}),i}catch(e){}return e[t]=i,i}},6389:(e,t,r)=>{"use strict";function n(e,t=500,r={}){const n=r?.leading||!1;let i;return(...r)=>{n&&void 0===i&&(e.apply(this,r),i=setTimeout((()=>{i=clearTimeout(i)}),t)),n||(clearTimeout(i),i=setTimeout((()=>{e.apply(this,r)}),t))}}function i(e){let t=!1;return(...r)=>{t||(t=!0,e.apply(this,r))}}r.d(t,{J:()=>i,s:()=>n})},5289:(e,t,r)=>{"use strict";r.d(t,{GG:()=>o,sB:()=>a});var n=r(3878);function i(){return"undefined"==typeof document||"complete"===document.readyState}function o(e,t){if(i())return e();(0,n.sp)("load",e,t)}function a(e){if(i())return e();(0,n.DD)("DOMContentLoaded",e)}},384:(e,t,r)=>{"use strict";r.d(t,{NT:()=>o,US:()=>d,Zm:()=>a,bQ:()=>c,dV:()=>s,nY:()=>u,pV:()=>l});var n=r(6154),i=r(1863);const o={beacon:"bam.nr-data.net",errorBeacon:"bam.nr-data.net"};function a(){return n.gm.NREUM||(n.gm.NREUM={}),void 0===n.gm.newrelic&&(n.gm.newrelic=n.gm.NREUM),n.gm.NREUM}function s(){let e=a();return e.o||(e.o={ST:n.gm.setTimeout,SI:n.gm.setImmediate,CT:n.gm.clearTimeout,XHR:n.gm.XMLHttpRequest,REQ:n.gm.Request,EV:n.gm.Event,PR:n.gm.Promise,MO:n.gm.MutationObserver,FETCH:n.gm.fetch,WS:n.gm.WebSocket}),e}function c(e,t){let r=a();r.initializedAgents??={},t.initializedAt={ms:(0,i.t)(),date:new Date},r.initializedAgents[e]=t}function u(e){let t=a();return t.initializedAgents?.[e]}function d(e,t){a()[e]=t}function l(){return function(){let e=a();const t=e.info||{};e.info={beacon:o.beacon,errorBeacon:o.errorBeacon,...t}}(),function(){let e=a();const t=e.init||{};e.init={...t}}(),s(),function(){let e=a();const t=e.loader_config||{};e.loader_config={...t}}(),a()}},2843:(e,t,r)=>{"use strict";r.d(t,{u:()=>i});var n=r(3878);function i(e,t=!1,r,i){(0,n.DD)("visibilitychange",(function(){if(t)return void("hidden"===document.visibilityState&&e());e(document.visibilityState)}),r,i)}},3434:(e,t,r)=>{"use strict";r.d(t,{YM:()=>c});var n=r(7836),i=r(5607);const o="nr@original:".concat(i.W);var a=Object.prototype.hasOwnProperty,s=!1;function c(e,t){return e||(e=n.ee),r.inPlace=function(e,t,n,i,o){n||(n="");const a="-"===n.charAt(0);for(let s=0;s<t.length;s++){const c=t[s],u=e[c];d(u)||(e[c]=r(u,a?c+n:n,i,c,o))}},r.flag=o,r;function r(t,r,n,s,c){return d(t)?t:(r||(r=""),nrWrapper[o]=t,function(e,t,r){if(Object.defineProperty&&Object.keys)try{return Object.keys(e).forEach((function(r){Object.defineProperty(t,r,{get:function(){return e[r]},set:function(t){return e[r]=t,t}})})),t}catch(e){u([e],r)}for(var n in e)a.call(e,n)&&(t[n]=e[n])}(t,nrWrapper,e),nrWrapper);function nrWrapper(){var o,a,d,l;try{a=this,o=[...arguments],d="function"==typeof n?n(o,a):n||{}}catch(t){u([t,"",[o,a,s],d],e)}i(r+"start",[o,a,s],d,c);try{return l=t.apply(a,o)}catch(e){throw i(r+"err",[o,a,e],d,c),e}finally{i(r+"end",[o,a,l],d,c)}}}function i(r,n,i,o){if(!s||t){var a=s;s=!0;try{e.emit(r,n,i,t,o)}catch(t){u([t,r,n,i],e)}s=a}}}function u(e,t){t||(t=n.ee);try{t.emit("internal-error",e)}catch(e){}}function d(e){return!(e&&"function"==typeof e&&e.apply&&!e[o])}},993:(e,t,r)=>{"use strict";r.d(t,{ET:()=>o,p_:()=>i});var n=r(860);const i={ERROR:"ERROR",WARN:"WARN",INFO:"INFO",DEBUG:"DEBUG",TRACE:"TRACE"},o="log";n.K7.logging},3969:(e,t,r)=>{"use strict";r.d(t,{TZ:()=>n,XG:()=>s,rs:()=>i,xV:()=>a,z_:()=>o});const n=r(860).K7.metrics,i="sm",o="cm",a="storeSupportabilityMetrics",s="storeEventMetrics"},6630:(e,t,r)=>{"use strict";r.d(t,{T:()=>n});const n=r(860).K7.pageViewEvent},782:(e,t,r)=>{"use strict";r.d(t,{T:()=>n});const n=r(860).K7.pageViewTiming},6344:(e,t,r)=>{"use strict";r.d(t,{G4:()=>i});var n=r(2614);r(860).K7.sessionReplay;const i={RECORD:"recordReplay",PAUSE:"pauseReplay",REPLAY_RUNNING:"replayRunning",ERROR_DURING_REPLAY:"errorDuringReplay"};n.g.ERROR,n.g.FULL,n.g.OFF},4234:(e,t,r)=>{"use strict";r.d(t,{W:()=>o});var n=r(7836),i=r(1687);class o{constructor(e,t){this.agentIdentifier=e,this.ee=n.ee.get(e),this.featureName=t,this.blocked=!1}deregisterDrain(){(0,i.x3)(this.agentIdentifier,this.featureName)}}},7603:(e,t,r)=>{"use strict";r.d(t,{j:()=>P});var n=r(860),i=r(2555),o=r(3371),a=r(9908),s=r(7836),c=r(1687),u=r(5289),d=r(6154),l=r(944),f=r(3969),g=r(384),p=r(6344);const h=["setErrorHandler","finished","addToTrace","addRelease","addPageAction","setCurrentRouteName","setPageViewName","setCustomAttribute","interaction","noticeError","setUserId","setApplicationVersion","start",p.G4.RECORD,p.G4.PAUSE,"log","wrapLogger"],v=["setErrorHandler","finished","addToTrace","addRelease"];var m=r(1863),b=r(2614),y=r(993);var w=r(2646),A=r(3434);function R(e,t,r,n){if("object"!=typeof t||!t||"string"!=typeof r||!r||"function"!=typeof t[r])return(0,l.R)(29);const i=function(e){return(e||s.ee).get("logger")}(e),o=(0,A.YM)(i),a=new w.y(s.P);return a.level=n.level,a.customAttributes=n.customAttributes,o.inPlace(t,[r],"wrap-logger-",a),i}function E(){const e=(0,g.pV)();h.forEach((t=>{e[t]=(...r)=>function(t,...r){let n=[];return Object.values(e.initializedAgents).forEach((e=>{e&&e.api?e.exposed&&e.api[t]&&n.push(e.api[t](...r)):(0,l.R)(38,t)})),n.length>1?n:n[0]}(t,...r)}))}const x={};function _(e,t,g=!1){t||(0,c.Ak)(e,"api");const h={};var w=s.ee.get(e),A=w.get("tracer");x[e]=b.g.OFF,w.on(p.G4.REPLAY_RUNNING,(t=>{x[e]=t}));var E="api-",_=E+"ixn-";function N(t,r,n,o){const a=(0,i.Vp)(e);return null===r?delete a.jsAttributes[t]:(0,i.x1)(e,{...a,jsAttributes:{...a.jsAttributes,[t]:r}}),j(E,n,!0,o||null===r?"session":void 0)(t,r)}function T(){}h.log=function(e,{customAttributes:t={},level:r=y.p_.INFO}={}){(0,a.p)(f.xV,["API/log/called"],void 0,n.K7.metrics,w),function(e,t,r={},i=y.p_.INFO){(0,a.p)(f.xV,["API/logging/".concat(i.toLowerCase(),"/called")],void 0,n.K7.metrics,e),(0,a.p)(y.ET,[(0,m.t)(),t,r,i],void 0,n.K7.logging,e)}(w,e,t,r)},h.wrapLogger=(e,t,{customAttributes:r={},level:i=y.p_.INFO}={})=>{(0,a.p)(f.xV,["API/wrapLogger/called"],void 0,n.K7.metrics,w),R(w,e,t,{customAttributes:r,level:i})},v.forEach((e=>{h[e]=j(E,e,!0,"api")})),h.addPageAction=j(E,"addPageAction",!0,n.K7.genericEvents),h.setPageViewName=function(t,r){if("string"==typeof t)return"/"!==t.charAt(0)&&(t="/"+t),(0,o.f)(e).customTransaction=(r||"http://custom.transaction")+t,j(E,"setPageViewName",!0)()},h.setCustomAttribute=function(e,t,r=!1){if("string"==typeof e){if(["string","number","boolean"].includes(typeof t)||null===t)return N(e,t,"setCustomAttribute",r);(0,l.R)(40,typeof t)}else(0,l.R)(39,typeof e)},h.setUserId=function(e){if("string"==typeof e||null===e)return N("enduser.id",e,"setUserId",!0);(0,l.R)(41,typeof e)},h.setApplicationVersion=function(e){if("string"==typeof e||null===e)return N("application.version",e,"setApplicationVersion",!1);(0,l.R)(42,typeof e)},h.start=()=>{try{(0,a.p)(f.xV,["API/start/called"],void 0,n.K7.metrics,w),w.emit("manual-start-all")}catch(e){(0,l.R)(23,e)}},h[p.G4.RECORD]=function(){(0,a.p)(f.xV,["API/recordReplay/called"],void 0,n.K7.metrics,w),(0,a.p)(p.G4.RECORD,[],void 0,n.K7.sessionReplay,w)},h[p.G4.PAUSE]=function(){(0,a.p)(f.xV,["API/pauseReplay/called"],void 0,n.K7.metrics,w),(0,a.p)(p.G4.PAUSE,[],void 0,n.K7.sessionReplay,w)},h.interaction=function(e){return(new T).get("object"==typeof e?e:{})};const S=T.prototype={createTracer:function(e,t){var r={},i=this,o="function"==typeof t;return(0,a.p)(f.xV,["API/createTracer/called"],void 0,n.K7.metrics,w),g||(0,a.p)(_+"tracer",[(0,m.t)(),e,r],i,n.K7.spa,w),function(){if(A.emit((o?"":"no-")+"fn-start",[(0,m.t)(),i,o],r),o)try{return t.apply(this,arguments)}catch(e){const t="string"==typeof e?new Error(e):e;throw A.emit("fn-err",[arguments,this,t],r),t}finally{A.emit("fn-end",[(0,m.t)()],r)}}}};function j(e,t,r,i){return function(){return(0,a.p)(f.xV,["API/"+t+"/called"],void 0,n.K7.metrics,w),i&&(0,a.p)(e+t,[(0,m.t)(),...arguments],r?null:this,i,w),r?void 0:this}}function k(){r.e(296).then(r.bind(r,8778)).then((({setAPI:t})=>{t(e),(0,c.Ze)(e,"api")})).catch((e=>{(0,l.R)(27,e),w.abort()}))}return["actionText","setName","setAttribute","save","ignore","onEnd","getContext","end","get"].forEach((e=>{S[e]=j(_,e,void 0,g?n.K7.softNav:n.K7.spa)})),h.setCurrentRouteName=g?j(_,"routeName",void 0,n.K7.softNav):j(E,"routeName",!0,n.K7.spa),h.noticeError=function(t,r){"string"==typeof t&&(t=new Error(t)),(0,a.p)(f.xV,["API/noticeError/called"],void 0,n.K7.metrics,w),(0,a.p)("err",[t,(0,m.t)(),!1,r,!!x[e]],void 0,n.K7.jserrors,w)},d.RI?(0,u.GG)((()=>k()),!0):k(),h}var N=r(9417),T=r(8122);const S={accountID:void 0,trustKey:void 0,agentID:void 0,licenseKey:void 0,applicationID:void 0,xpid:void 0},j={};var k=r(5284);const I=e=>{const t=e.startsWith("http");e+="/",r.p=t?e:"https://"+e};let O=!1;function P(e,t={},r,n){let{init:a,info:c,loader_config:u,runtime:l={},exposed:f=!0}=t;l.loaderType=r;const p=(0,g.pV)();c||(a=p.init,c=p.info,u=p.loader_config),(0,N.xN)(e.agentIdentifier,a||{}),function(e,t){if(!e)throw new Error("All loader-config objects require an agent identifier!");j[e]=(0,T.a)(t,S);const r=(0,g.nY)(e);r&&(r.loader_config=j[e])}(e.agentIdentifier,u||{}),c.jsAttributes??={},d.bv&&(c.jsAttributes.isWorker=!0),(0,i.x1)(e.agentIdentifier,c);const h=(0,N.D0)(e.agentIdentifier),v=[c.beacon,c.errorBeacon];O||(h.proxy.assets&&(I(h.proxy.assets),v.push(h.proxy.assets)),h.proxy.beacon&&v.push(h.proxy.beacon),E(),(0,g.US)("activatedFeatures",k.B),e.runSoftNavOverSpa&&=!0===h.soft_navigations.enabled&&h.feature_flags.includes("soft_nav")),l.denyList=[...h.ajax.deny_list||[],...h.ajax.block_internal?v:[]],l.ptid=e.agentIdentifier,(0,o.V)(e.agentIdentifier,l),e.ee=s.ee.get(e.agentIdentifier),void 0===e.api&&(e.api=_(e.agentIdentifier,n,e.runSoftNavOverSpa)),void 0===e.exposed&&(e.exposed=f),O=!0}},8374:(e,t,r)=>{r.nc=(()=>{try{return document?.currentScript?.nonce}catch(e){}return""})()},860:(e,t,r)=>{"use strict";r.d(t,{$J:()=>o,K7:()=>n,P3:()=>i});const n={ajax:"ajax",genericEvents:"generic_events",jserrors:"jserrors",logging:"logging",metrics:"metrics",pageAction:"page_action",pageViewEvent:"page_view_event",pageViewTiming:"page_view_timing",sessionReplay:"session_replay",sessionTrace:"session_trace",softNav:"soft_navigations",spa:"spa"},i={[n.pageViewEvent]:1,[n.pageViewTiming]:2,[n.metrics]:3,[n.jserrors]:4,[n.spa]:5,[n.ajax]:6,[n.sessionTrace]:7,[n.softNav]:8,[n.sessionReplay]:9,[n.logging]:10,[n.genericEvents]:11},o={[n.pageViewTiming]:"events",[n.ajax]:"events",[n.spa]:"events",[n.softNav]:"events",[n.metrics]:"jserrors",[n.jserrors]:"jserrors",[n.sessionTrace]:"browser/blobs",[n.sessionReplay]:"browser/blobs",[n.logging]:"browser/logs",[n.genericEvents]:"ins"}}},n={};function i(e){var t=n[e];if(void 0!==t)return t.exports;var o=n[e]={exports:{}};return r[e](o,o.exports,i),o.exports}i.m=r,i.d=(e,t)=>{for(var r in t)i.o(t,r)&&!i.o(e,r)&&Object.defineProperty(e,r,{enumerable:!0,get:t[r]})},i.f={},i.e=e=>Promise.all(Object.keys(i.f).reduce(((t,r)=>(i.f[r](e,t),t)),[])),i.u=e=>"nr-rum-1.274.0.min.js",i.o=(e,t)=>Object.prototype.hasOwnProperty.call(e,t),e={},t="NRBA-1.274.0.PROD:",i.l=(r,n,o,a)=>{if(e[r])e[r].push(n);else{var s,c;if(void 0!==o)for(var u=document.getElementsByTagName("script"),d=0;d<u.length;d++){var l=u[d];if(l.getAttribute("src")==r||l.getAttribute("data-webpack")==t+o){s=l;break}}if(!s){c=!0;var f={296:"sha512-gkYkZDAwQ9PwaDXs2YM+rNIdRej1Ac1mupWobRJ8eahQcXz6/sunGZCKklrzi5kWxhOGRZr2tn0rEKuLTXzfAA=="};(s=document.createElement("script")).charset="utf-8",s.timeout=120,i.nc&&s.setAttribute("nonce",i.nc),s.setAttribute("data-webpack",t+o),s.src=r,0!==s.src.indexOf(window.location.origin+"/")&&(s.crossOrigin="anonymous"),f[a]&&(s.integrity=f[a])}e[r]=[n];var g=(t,n)=>{s.onerror=s.onload=null,clearTimeout(p);var i=e[r];if(delete e[r],s.parentNode&&s.parentNode.removeChild(s),i&&i.forEach((e=>e(n))),t)return t(n)},p=setTimeout(g.bind(null,void 0,{type:"timeout",target:s}),12e4);s.onerror=g.bind(null,s.onerror),s.onload=g.bind(null,s.onload),c&&document.head.appendChild(s)}},i.r=e=>{"undefined"!=typeof Symbol&&Symbol.toStringTag&&Object.defineProperty(e,Symbol.toStringTag,{value:"Module"}),Object.defineProperty(e,"__esModule",{value:!0})},i.p="https://js-agent.newrelic.com/",(()=>{var e={840:0,374:0};i.f.j=(t,r)=>{var n=i.o(e,t)?e[t]:void 0;if(0!==n)if(n)r.push(n[2]);else{var o=new Promise(((r,i)=>n=e[t]=[r,i]));r.push(n[2]=o);var a=i.p+i.u(t),s=new Error;i.l(a,(r=>{if(i.o(e,t)&&(0!==(n=e[t])&&(e[t]=void 0),n)){var o=r&&("load"===r.type?"missing":r.type),a=r&&r.target&&r.target.src;s.message="Loading chunk "+t+" failed.\n("+o+": "+a+")",s.name="ChunkLoadError",s.type=o,s.request=a,n[1](s)}}),"chunk-"+t,t)}};var t=(t,r)=>{var n,o,[a,s,c]=r,u=0;if(a.some((t=>0!==e[t]))){for(n in s)i.o(s,n)&&(i.m[n]=s[n]);if(c)c(i)}for(t&&t(r);u<a.length;u++)o=a[u],i.o(e,o)&&e[o]&&e[o][0](),e[o]=0},r=self["webpackChunk:NRBA-1.274.0.PROD"]=self["webpackChunk:NRBA-1.274.0.PROD"]||[];r.forEach(t.bind(null,0)),r.push=t.bind(null,r.push.bind(r))})(),(()=>{"use strict";i(8374);var e=i(944),t=i(6344),r=i(9566);class n{agentIdentifier;constructor(e=(0,r.LA)(16)){this.agentIdentifier=e}#e(t,...r){if("function"==typeof this.api?.[t])return this.api[t](...r);(0,e.R)(35,t)}addPageAction(e,t){return this.#e("addPageAction",e,t)}setPageViewName(e,t){return this.#e("setPageViewName",e,t)}setCustomAttribute(e,t,r){return this.#e("setCustomAttribute",e,t,r)}noticeError(e,t){return this.#e("noticeError",e,t)}setUserId(e){return this.#e("setUserId",e)}setApplicationVersion(e){return this.#e("setApplicationVersion",e)}setErrorHandler(e){return this.#e("setErrorHandler",e)}addRelease(e,t){return this.#e("addRelease",e,t)}log(e,t){return this.#e("log",e,t)}}class o extends n{#e(t,...r){if("function"==typeof this.api?.[t])return this.api[t](...r);(0,e.R)(35,t)}start(){return this.#e("start")}finished(e){return this.#e("finished",e)}recordReplay(){return this.#e(t.G4.RECORD)}pauseReplay(){return this.#e(t.G4.PAUSE)}addToTrace(e){return this.#e("addToTrace",e)}setCurrentRouteName(e){return this.#e("setCurrentRouteName",e)}interaction(){return this.#e("interaction")}wrapLogger(e,t,r){return this.#e("wrapLogger",e,t,r)}}var a=i(860),s=i(9417);const c=Object.values(a.K7);function u(e){const t={};return c.forEach((r=>{t[r]=function(e,t){return!0===(0,s.gD)(t,"".concat(e,".enabled"))}(r,e)})),t}var d=i(7603);var l=i(1687),f=i(4234),g=i(5289),p=i(6154),h=i(384);const v=e=>p.RI&&!0===(0,s.gD)(e,"privacy.cookies_enabled");function m(e){return!!(0,h.dV)().o.MO&&v(e)&&!0===(0,s.gD)(e,"session_trace.enabled")}var b=i(6389);class y extends f.W{constructor(e,t,r=!0){super(e.agentIdentifier,t),this.auto=r,this.abortHandler=void 0,this.featAggregate=void 0,this.onAggregateImported=void 0,!1===e.init[this.featureName].autoStart&&(this.auto=!1),this.auto?(0,l.Ak)(e.agentIdentifier,t):this.ee.on("manual-start-all",(0,b.J)((()=>{(0,l.Ak)(e.agentIdentifier,this.featureName),this.auto=!0,this.importAggregator(e)})))}importAggregator(t,r={}){if(this.featAggregate||!this.auto)return;let n;this.onAggregateImported=new Promise((e=>{n=e}));const o=async()=>{let o;try{if(v(this.agentIdentifier)){const{setupAgentSession:e}=await i.e(296).then(i.bind(i,3861));o=e(t)}}catch(t){(0,e.R)(20,t),this.ee.emit("internal-error",[t]),this.featureName===a.K7.sessionReplay&&this.abortHandler?.()}try{if(t.sharedAggregator)await t.sharedAggregator;else{t.sharedAggregator=i.e(296).then(i.bind(i,9337));const{EventAggregator:e}=await t.sharedAggregator;t.sharedAggregator=new e}if(!this.#t(this.featureName,o))return(0,l.Ze)(this.agentIdentifier,this.featureName),void n(!1);const{lazyFeatureLoader:e}=await i.e(296).then(i.bind(i,6103)),{Aggregate:a}=await e(this.featureName,"aggregate");this.featAggregate=new a(t,r),n(!0)}catch(t){(0,e.R)(34,t),this.abortHandler?.(),(0,l.Ze)(this.agentIdentifier,this.featureName,!0),n(!1),this.ee&&this.ee.abort()}};p.RI?(0,g.GG)((()=>o()),!0):o()}#t(e,t){switch(e){case a.K7.sessionReplay:return m(this.agentIdentifier)&&!!t;case a.K7.sessionTrace:return!!t;default:return!0}}}var w=i(6630);class A extends y{static featureName=w.T;constructor(e,t=!0){super(e,w.T,t),this.importAggregator(e)}}var R=i(9908),E=i(2843),x=i(3878),_=i(782),N=i(1863);class T extends y{static featureName=_.T;constructor(e,t=!0){super(e,_.T,t),p.RI&&((0,E.u)((()=>(0,R.p)("docHidden",[(0,N.t)()],void 0,_.T,this.ee)),!0),(0,x.sp)("pagehide",(()=>(0,R.p)("winPagehide",[(0,N.t)()],void 0,_.T,this.ee))),this.importAggregator(e))}}var S=i(3969);class j extends y{static featureName=S.TZ;constructor(e,t=!0){super(e,S.TZ,t),this.importAggregator(e)}}new class extends o{constructor(t,r){super(r),p.gm?(this.features={},(0,h.bQ)(this.agentIdentifier,this),this.desiredFeatures=new Set(t.features||[]),this.desiredFeatures.add(A),this.runSoftNavOverSpa=[...this.desiredFeatures].some((e=>e.featureName===a.K7.softNav)),(0,d.j)(this,t,t.loaderType||"agent"),this.run()):(0,e.R)(21)}get config(){return{info:this.info,init:this.init,loader_config:this.loader_config,runtime:this.runtime}}run(){try{const t=u(this.agentIdentifier),r=[...this.desiredFeatures];r.sort(((e,t)=>a.P3[e.featureName]-a.P3[t.featureName])),r.forEach((r=>{if(!t[r.featureName]&&r.featureName!==a.K7.pageViewEvent)return;if(this.runSoftNavOverSpa&&r.featureName===a.K7.spa)return;if(!this.runSoftNavOverSpa&&r.featureName===a.K7.softNav)return;const n=function(e){switch(e){case a.K7.ajax:return[a.K7.jserrors];case a.K7.sessionTrace:return[a.K7.ajax,a.K7.pageViewEvent];case a.K7.sessionReplay:return[a.K7.sessionTrace];case a.K7.pageViewTiming:return[a.K7.pageViewEvent];default:return[]}}(r.featureName).filter((e=>!(e in this.features)));n.length>0&&(0,e.R)(36,{targetFeature:r.featureName,missingDependencies:n}),this.features[r.featureName]=new r(this)}))}catch(t){(0,e.R)(22,t);for(const e in this.features)this.features[e].abortHandler?.();const r=(0,h.Zm)();delete r.initializedAgents[this.agentIdentifier]?.api,delete r.initializedAgents[this.agentIdentifier]?.features,delete this.sharedAggregator;return r.ee.get(this.agentIdentifier).abort(),!1}}}({features:[A,T,j],loaderType:"lite"})})()})();</script>
<link rel="icon" href="/themes/custom/finra_bootstrap_sass/favicon.ico" type="image/vnd.microsoft.icon">
<script>window.a2a_config=window.a2a_config||{};a2a_config.callbacks=[];a2a_config.overlays=[];a2a_config.templates={};a2a_config.exclude_services = [ 'linkedin', 'facebook', 'twitter', 'email', 'amazon_wish_list', 'aol_mail', 'balatarin', 'bibsonomy', 'bitty_browser', 'blogger', 'blogmarks', 'bookmarks_fr', 'box_net', 'buffer', 'citeulike', 'copy_link', 'diary_ru', 'diaspora', 'digg', 'diigo', 'douban', 'draugiem', 'evernote', 'fark', 'flipboard', 'folkd', 'google_gmail', 'google_classroom', 'hacker_news', 'hatena', 'houzz', 'instapaper', 'known', 'line', 'livejournal', 'mail_ru', 'mendeley', 'meneame', 'mewe', 'mixi', 'myspace', 'odnoklassniki', 'outlook_com', 'papaly', 'pinboard', 'pinterest', 'plurk', 'pocket', 'print', 'printfriendly', 'pusha', 'kindle_it', 'qzone', 'rediff', 'refind', 'sina_weibo', 'sitejot', 'skype', 'slashdot', 'sms', 'snapchat', 'svejo', 'symbaloo_bookmarks', 'telegram', 'threema', 'trello', 'tumblr', 'twiddla', 'typepad_post', 'viber', 'vk', 'wechat', 'wordpress', 'wykop', 'xing', 'yahoo_mail', 'yummly' ];</script>
<title>Regulatory Fees and Payment Options | FINRA.org</title>
<link rel="stylesheet" media="all" href="/sites/default/files/css/css_vPFimb2Do7E48nX_w_CCmmJ1dWCwEKkHtaULW0UxlJs.css?delta=0&language=en&theme=finra_bootstrap_sass&include=eJyNUNFuxCAM-yFaPqkKENpokKAEdurfj5t0u0nrbXuJnNiKbGdihS2IdOsKbTMw81HkjXCJZS6UKUInYQcpdQE-_QOsWYW7y3PADU0q-m94vWG4r_anYLWDqrPTOlYfwNA9_QRQJfF7kQBlsX4W4t3lK9f_0UhDNmB78QGtg2ugsM_bYT7paFDW52Ud3EYoZAemny6DIqSoowZno6HmqfNfaDvkHZW44yztip-oidFn2S94VBvBrtiLzu5ptt8TQ2tLOhkqxUWxifZZ3Qevm9Wy">
<link rel="stylesheet" media="all" href="https://use.fontawesome.com/releases/v5.7.2/css/all.css">
<link rel="stylesheet" media="all" href="https://use.fontawesome.com/releases/v5.7.2/css/v4-shims.css">
<link rel="stylesheet" media="all" href="/sites/default/files/css/css_Myp6O8L8NaBO00dMNrvdBnt0qQvCEky5k-zi-oRb4Io.css?delta=3&language=en&theme=finra_bootstrap_sass&include=eJyNUNFuxCAM-yFaPqkKENpokKAEdurfj5t0u0nrbXuJnNiKbGdihS2IdOsKbTMw81HkjXCJZS6UKUInYQcpdQE-_QOsWYW7y3PADU0q-m94vWG4r_anYLWDqrPTOlYfwNA9_QRQJfF7kQBlsX4W4t3lK9f_0UhDNmB78QGtg2ugsM_bYT7paFDW52Ud3EYoZAemny6DIqSoowZno6HmqfNfaDvkHZW44yztip-oidFn2S94VBvBrtiLzu5ptt8TQ2tLOhkqxUWxifZZ3Qevm9Wy">
<link rel="stylesheet" media="all" href="/sites/default/files/css/css_4FlG3mvF_qSrdKztu7pFNjsfHYHRFraOARteqnfNvyE.css?delta=4&language=en&theme=finra_bootstrap_sass&include=eJyNUNFuxCAM-yFaPqkKENpokKAEdurfj5t0u0nrbXuJnNiKbGdihS2IdOsKbTMw81HkjXCJZS6UKUInYQcpdQE-_QOsWYW7y3PADU0q-m94vWG4r_anYLWDqrPTOlYfwNA9_QRQJfF7kQBlsX4W4t3lK9f_0UhDNmB78QGtg2ugsM_bYT7paFDW52Ud3EYoZAemny6DIqSoowZno6HmqfNfaDvkHZW44yztip-oidFn2S94VBvBrtiLzu5ptt8TQ2tLOhkqxUWxifZZ3Qevm9Wy">
<link rel="stylesheet" media="all" href="//fonts.googleapis.com/css?family=Open+Sans">
<link rel="stylesheet" media="all" href="//fonts.googleapis.com/css?family=Open+Sans:300,300i,400,400i,600,600i,700,700i,800,800i">
<link rel="stylesheet" media="all" href="//use.typekit.net/nba4hvp.css">
<link rel="stylesheet" media="all" href="/sites/default/files/css/css_kOVSrKsI0tVTTBq-iefInIqMdDDbu79EQa7Yz2isYRo.css?delta=8&language=en&theme=finra_bootstrap_sass&include=eJyNUNFuxCAM-yFaPqkKENpokKAEdurfj5t0u0nrbXuJnNiKbGdihS2IdOsKbTMw81HkjXCJZS6UKUInYQcpdQE-_QOsWYW7y3PADU0q-m94vWG4r_anYLWDqrPTOlYfwNA9_QRQJfF7kQBlsX4W4t3lK9f_0UhDNmB78QGtg2ugsM_bYT7paFDW52Ud3EYoZAemny6DIqSoowZno6HmqfNfaDvkHZW44yztip-oidFn2S94VBvBrtiLzu5ptt8TQ2tLOhkqxUWxifZZ3Qevm9Wy">
<script src="https://cdn-prod.securiti.ai/consent/cookie-consent-sdk-loader.js" data-tenant-uuid="501c3c87-fff4-47b8-be63-3ceb35f6918e" data-domain-uuid="35971edc-c73b-4891-b7f5-615519030771" data-backend-url="https://app.securiti.ai" data-skip-css="false" defer=""></script><script src="https://static.addtoany.com/menu/modules/core.junnp81e.js" type="module"></script><style type="text/css"></style><style type="text/css"></style><style class="cmp-pref-styles"></style><style></style></head>
<body class="layout-two-sidebars page-node-9424"><div class="cc-revoke cc-bottom cc-animate cc-color-override-440858318" style="display: none;">Cookie Policy</div><div role="dialog" aria-live="polite" aria-label="cookieconsent" aria-describedby="cookieconsent:desc" class="cc-window cc-banner cc-type-opt-in cc-theme-classic cc-bottom cc-color-override-440858318 " style=""><!--googleoff: all--><div class="cc-message-container">
<span id="cookieconsent:desc" class="cc-message">
<p><span style="color:black"><span style="font-family: ">We use cookies to provide our site visitors a valuable experience as well as relevant content and services. For more information about our use of cookies, please visit our</span></span></p>
<a aria-label="Privacy Policy visit this link to learn more about cookies. Opens in new window" tabindex="0" class="cc-link" href="https://www.finra.org/privacy-policy#:~:text=FINRA%20does%20not%20sell%20your,or%20exam%20registration)%3B%20or" rel="noopener noreferrer nofollow" target="_blank" title="Click here to learn more. This link opens in a new window">Privacy Policy</a>
</span>
</div><div class="cc-compliance cc-highlight cc-regular"><a role="button" tabindex="0" class="cc-btn cc-allow cc-btn-format" style="color: rgb(255, 255, 255); background-color: rgb(8, 90, 145); border-color: transparent; text-decoration: none;">Accept Cookies</a><a role="button" tabindex="0" class="cc-btn cc-dismiss cc-btn-format" style="color: rgb(255, 255, 255); background-color: rgb(8, 90, 145); border-color: transparent; text-decoration: none;">Reject Cookies</a><a role="button" class="cc-link cmp-pref-link " id="securitiCmpCookiePrefBtn" tabindex="0"><span><svg role="img" aria-hidden="true" width="15" height="15" viewBox="0 0 15 15" fill="none" xmlns="http://www.w3.org/2000/svg"><desc>Cookie Preferences Icon</desc><rect x="0.898926" y="0.399902" width="1.7" height="11" rx="0.85" fill="#180F33"></rect><path fill-rule="evenodd" clip-rule="evenodd" d="M2.59893 13.0503C2.34824 13.2386 2.03663 13.3501 1.69897 13.3501C1.40484 13.3501 1.13048 13.2655 0.898926 13.1192V14.0413C0.898926 14.5108 1.27948 14.8913 1.74893 14.8913C2.21837 14.8913 2.59893 14.5108 2.59893 14.0413V13.0503Z" fill="#180F33"></path><circle cx="1.75" cy="10.4497" r="1.75" fill="#180F33"></circle><rect x="11.8892" y="0.399902" width="1.7" height="11" rx="0.85" fill="#180F33"></rect><path fill-rule="evenodd" clip-rule="evenodd" d="M13.5892 13.0503C13.3385 13.2386 13.0269 13.3501 12.6892 13.3501C12.3951 13.3501 12.1207 13.2655 11.8892 13.1192V14.0413C11.8892 14.5108 12.2697 14.8913 12.7392 14.8913C13.2086 14.8913 13.5892 14.5108 13.5892 14.0413V13.0503Z" fill="#180F33"></path><circle cx="12.7402" cy="10.4497" r="1.75" fill="#180F33"></circle><rect x="7.99902" y="14.8911" width="1.7" height="11" rx="0.85" transform="rotate(-180 7.99902 14.8911)" fill="#180F33"></rect><path fill-rule="evenodd" clip-rule="evenodd" d="M6.29902 2.85449C6.54971 2.60345 6.86131 2.45469 7.19897 2.45469C7.49311 2.45469 7.76747 2.56757 7.99902 2.76261L7.99902 1.24981C7.99902 0.780365 7.61847 0.399806 7.14902 0.399806C6.67958 0.399806 6.29902 0.780364 6.29902 1.24981L6.29902 2.85449Z" fill="#180F33"></path><circle cx="7.1499" cy="5.45312" r="1.75" transform="rotate(-180 7.1499 5.45312)" fill="#180F33"></circle></svg> </span><span>Customize</span></a></div><!--googleon: all--></div><div class="cmp-loader"></div>
<!-- Google Tag Manager (noscript) -->
<noscript><iframe src="https://www.googletagmanager.com/ns.html?id=GTM-PX5XDBN"
height="0" width="0" style="display:none;visibility:hidden"></iframe></noscript>
<!-- End Google Tag Manager (noscript) -->
<a href="#main-content" class="visually-hidden focusable">
Skip to main content
</a>
<div class="dialog-off-canvas-main-canvas" data-off-canvas-main-canvas="">
<div id="page-wrapper" class="page--type-article">
<div id="page">
<header id="Finra_homepage_header" class="header" role="banner" aria-label="Site header">
<div class="secondary-new-header">
<div class="secondary-header-row row">
<div class="secondary-menu" id="desk_menu_sec">
<section class="region region-secondary-menu">
<nav role="navigation" aria-labelledby="block-finrautilitymenu-menu" id="block-finrautilitymenu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu">
<h2 class="sr-only visually-hidden" id="block-finrautilitymenu-menu">FINRA Utility Menu</h2>
<ul id="block-finrautilitymenu" class="clearfix nav navbar-nav">
<li class="nav-item menu-item--collapsed">
<a href="/about" class="nav-link" aria-labelledby="About FINRA" data-drupal-link-system-path="node/135106">About FINRA</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a>
</li>
<li class="nav-item">
<a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a>
</li>
<li class="nav-item">
<a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a>
</li>
<li class="nav-item">
<a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a>
</li>
</ul>
</nav>
</section>
</div>
<div class="top-header-form">
<section class="region region-top-header-form">
<div id="block-finra-bootstrap-sass-loginoverlaynewhomepage-2" data-block-plugin-id="block_content:5f737dd3-a3ee-4d2a-b891-e115158ec6d9" class="block block-block-content block-block-content5f737dd3-a3ee-4d2a-b891-e115158ec6d9">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="test" aria-controls="loginCollapse" aria-expanded="false" data-toggle="collapse" href="#loginCollapse" id="login-icon" role="button"><p><svg xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512"><!--!Font Awesome Free 6.5.1 by @fontawesome - https://fontawesome.com License - https://fontawesome.com/license/free Copyright 2024 Fonticons, Inc.--><path fill="currentColor" d="M304 128a80 80 0 1 0 -160 0 80 80 0 1 0 160 0zM96 128a128 128 0 1 1 256 0A128 128 0 1 1 96 128zM49.3 464H398.7c-8.9-63.3-63.3-112-129-112H178.3c-65.7 0-120.1 48.7-129 112zM0 482.3C0 383.8 79.8 304 178.3 304h91.4C368.2 304 448 383.8 448 482.3c0 16.4-13.3 29.7-29.7 29.7H29.7C13.3 512 0 498.7 0 482.3z"></path></svg></p></div><div class="collapse" id="loginCollapse"><div class="login-responsive"> </div><div class="login-row" layout="row"><div class="login-col" layout="col"><p class="login-subtitle"><span>For the Public</span></p><p class="login-title"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1">FINRA DATA</a></p><p class="login-desc">FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/systems-status/">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div>
</div>
</div>
</section>
</div>
</div>
</div>
<div class="finra-container region-second-header">
<div class="row">
<div class="page-header">
<section class="region region-header">
<a href="/" title="Home" rel="home" class="navbar-brand">
<img src="/sites/default/files/Finra_85th_logo_0.png" alt="Home" width="115px" height="42.5px" class="img-fluid d-inline-block align-top">
</a>
</section>
</div>
<div class="navbar-top">
<nav class="navbar navbar-dark bg-transparent" id="navbar-top">
<div class="header-menus col collapse" id="CollapsingNavbar">
<div class="primary-header-row row">
<div class="primary-menu">
<section class="region region-primary-menu">
<div id="block-finra-bootstrap-sass-finrahomepagenavmegamenusnew" data-block-plugin-id="superfish:finra-homepage-nav-megamenus-new" class="block block-superfish block-superfishfinra-homepage-nav-megamenus-new">
<div class="content">
<ul id="superfish-finra-homepage-nav-megamenus-new" class="menu sf-menu sf-finra-homepage-nav-megamenus-new sf-horizontal sf-style-none sf-js-enabled sf-shadow">
<li id="finra-homepage-nav-megamenus-new-menu-link-content1b4d9607-2d0a-4ba3-a6e7-4a6b1cbb6e82--2" class="sf-depth-1 header menuparent"><a href="/rules-guidance" class="sf-depth-1 menuparent" aria-labelledby="Rules & Guidance"><span class="menu_border">Rules & Guidance</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content2b12b470-c7eb-4690-8fd4-f9b3e24e6e15--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 1">R&G Section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content34143c81-286b-4cfe-96fd-1a36a135d75b--2" class="sf-depth-3 header menuparent" style=""><a href="/rules-guidance/finra-manual" class="sf-depth-3 menuparent" aria-labelledby="FINRA Manual" style=""><span class="sub-menu-3">FINRA Manual</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3cd026de-017b-44ff-a42c-3d45c4adc2ba--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rulebooks/updates" class="sf-depth-4" aria-labelledby="Updates"><span class="sub-menu-4">Updates</span></a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcd534a29-dae6-4b27-954d-7f3f6aa5f95a--2" class="sf-depth-3 header menuparent" style=""><a href="/rules-guidance/interpreting-rules" class="sf-depth-3 menuparent" aria-labelledby="Interpreting the Rules" style=""><span class="sub-menu-3">Interpreting the Rules</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentbfc59af9-883c-4ce9-9508-07a74a3dbac5--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/notices" class="sf-depth-4" aria-labelledby="Notices"><span class="sub-menu-4">Notices</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta067da24-ce37-43a4-acbd-019db86020de--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/guidance" class="sf-depth-4" aria-labelledby="Guidance"><span class="sub-menu-4">Guidance</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content157e31e2-c14b-4fd7-8e33-01515c4ba0bf--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/guidance/faqs" class="sf-depth-4" aria-labelledby="Frequently Asked Questions"><span class="sub-menu-4">Frequently Asked Questions</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente44c49ed-a2d7-4660-8937-8285e50fc411--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/key-topics" class="sf-depth-4" aria-labelledby="Key Topics"><span class="sub-menu-4">Key Topics</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta7c1dcca-4c7d-437a-a1ab-6f0b1aadb744--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/interpretive-questions" class="sf-depth-4" aria-labelledby="Interpretive Questions"><span class="sub-menu-4">Interpretive Questions</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content16a886d5-41e2-4e4e-820c-8b43ad12cf92--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 2">R&G Section 2</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-content7bf9ad1b-48c9-46ea-aea1-0c8fedf6e76b--2" class="sf-depth-3 header menuparent" style=""><a href="/rules-guidance/rulemaking-process" class="sf-depth-3 menuparent" aria-labelledby="The Rulemaking Process" style=""><span class="sub-menu-3">The Rulemaking Process</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentbb8cb4dd-cc48-4206-9aa6-8c076743f2b9--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rule-filings" class="sf-depth-4" aria-labelledby="Rule Filings"><span class="sub-menu-4">Rule Filings</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0435d995-74bd-40da-b86a-40b62d41e5d9--2" class="sf-depth-4 header sf-no-children"><a href="https://tools.finra.org/rule_filings/" class="sf-depth-4 sf-external" aria-labelledby="Rule Filing Status Report"><span class="sub-menu-4">Rule Filing Status Report</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content5e4d2052-7c9f-43be-b9c9-b970f21d78fd--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/requests-for-comments" class="sf-depth-4" aria-labelledby="Requests for Comments"><span class="sub-menu-4">Requests for Comments</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content72741ca5-a482-40a7-ac2e-bfbcdb708594--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rulebook-consolidation" class="sf-depth-4" aria-labelledby="Rulebook Consolidation"><span class="sub-menu-4">Rulebook Consolidation</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content47861d1e-f84c-48aa-a39c-7a264303694d--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 3">R&G Section 3</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-content4d3988a6-9d3c-4b49-b08f-5ec10bd2378d--2" class="sf-depth-3 header menuparent" style=""><a href="/rules-guidance/adjudication-decisions" class="sf-depth-3 menuparent" aria-labelledby="Adjudications & Decisions" style=""><span class="sub-menu-3">Adjudications & Decisions</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentda0fdb33-e0ea-4e1a-b92c-cf7a90128e9b--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/adjudication-decisions/national-adjudicatory-council-nac" class="sf-depth-4" aria-labelledby="National Adjudicatory Council (NAC)"><span class="sub-menu-4">National Adjudicatory Council (NAC)</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf37f3677-c5e1-403d-a87c-288b022fc036--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/adjudication-decisions/office-hearing-officers-oho/about" class="sf-depth-4" aria-labelledby="Office of Hearing Officers (OHO)"><span class="sub-menu-4">Office of Hearing Officers (OHO)</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content14293eb5-673b-4472-95fc-84c7b5a3c532--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 4">R&G Section 4</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-contente040ccaf-750c-4e7a-b1ac-b527a3b29bc1--2" class="sf-depth-3 header menuparent" style=""><a href="/rules-guidance/enforcement" class="sf-depth-3 menuparent" aria-labelledby="Enforcement" style=""><span class="sub-menu-3">Enforcement</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3160b9d2-e42d-4588-b87c-fdd986d234de--2" class="sf-depth-4 header sf-no-children"><a href="https://www.finra.org/rules-guidance/oversight-enforcement/disciplinary-actions-online" class="sf-depth-4 sf-external" aria-labelledby="Disciplinary Actions Online"><span class="sub-menu-4">Disciplinary Actions Online</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9bc2c3c1-6105-4a43-84e7-d3b87b38bbdd--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-enforcement/disciplinary-actions" class="sf-depth-4" aria-labelledby="Monthly Disciplinary Actions"><span class="sub-menu-4">Monthly Disciplinary Actions</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentdcdce396-9e20-4fba-9cf9-7c1822af7b43--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-enforcement/sanction-guidelines" class="sf-depth-4" aria-labelledby="Sanction Guidelines"><span class="sub-menu-4">Sanction Guidelines</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7ae8b495-7bbc-4713-a3d1-393e757a4f7a--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-Oversight%20%26%20Enforcement/individuals-barred-finra" class="sf-depth-4" aria-labelledby="Individuals Barred by FINRA"><span class="sub-menu-4">Individuals Barred by FINRA</span></a></li></ol></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content568be8c6-2749-4b61-afa4-e1aef3056650--2" class="active-trail sf-depth-1 header menuparent"><a href="/registration-exams-ce" class="sf-depth-1 menuparent" aria-labelledby="Registration, Exams & CE"><span class="menu_border">Registration, Exams & CE</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content743dcab1-fa12-4078-9425-f1e5f9d0519a--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration section 1">Registration section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content4e8b3fa4-2b63-4dc6-9b06-3ec58bd3b6d6--2" class="sf-depth-3 header menuparent" style=""><a href="/registration-exams-ce/registration" class="sf-depth-3 menuparent" aria-labelledby="Registration" style=""><span class="sub-menu-3">Registration</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6878ec3-2a37-4286-b0ff-51f38f2ea5fd--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/broker-dealers" class="sf-depth-4" aria-labelledby="Broker Dealers"><span class="sub-menu-4">Broker Dealers</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0ecbf1ea-6ca0-4bc8-8e9b-59e7cba90a62--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/capital-acquisition-brokers" class="sf-depth-4" aria-labelledby="Capital Acquisition Brokers"><span class="sub-menu-4">Capital Acquisition Brokers</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content01963f11-2411-4031-a5c9-8e73580648f3--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/funding-portals" class="sf-depth-4" aria-labelledby="Funding Portals"><span class="sub-menu-4">Funding Portals</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content45b769ff-9b3c-4cbc-befb-79380e5b6014--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/individuals" class="sf-depth-4" aria-labelledby="Individuals"><span class="sub-menu-4">Individuals</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentac0e3bb2-976c-4b6a-8fec-981489a9fdec--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 2">Registration Section 2</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-content5b603fc0-12c2-44c3-bb60-0db5f114a14f--2" class="sf-depth-3 header menuparent" style=""><a href="/registration-exams-ce/qualification-exams" class="sf-depth-3 menuparent" aria-labelledby="Qualification Exams" style=""><span class="sub-menu-3">Qualification Exams</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content63752dac-c460-4619-b75a-0544d39f9e21--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie" class="sf-depth-4" aria-labelledby="Securities Industry Essentials Exam (SIE)"><span class="sub-menu-4">Securities Industry Essentials Exam (SIE)</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenteba0ebc3-0134-40a1-869d-3a5a30f05306--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/series7" class="sf-depth-4" aria-labelledby="Series 7"><span class="sub-menu-4">Series 7</span></a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1d435c60-0a5d-4ac1-baac-6feb68ac1aa4--2" class="sf-depth-3 header menuparent" style=""><a href="/registration-exams-ce/continuing-education" class="sf-depth-3 menuparent" aria-labelledby="Continuing Education (CE)" style=""><span class="sub-menu-3">Continuing Education (CE)</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content12708005-03a9-4813-a1c4-b79ccb575e00--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="sf-depth-4" aria-labelledby="View a Regulatory Element Learning Plan"><span class="sub-menu-4">View a Regulatory Element Learning Plan</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content87ac70da-476d-497b-bee4-39d65e59ea5f--2" class="active-trail sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 3">Registration Section 3</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-content1f87e2bc-137c-4e76-ba12-921ac5400696--2" class="sf-depth-3 header menuparent" style=""><a href="/registration-exams-ce/classic-crd" class="sf-depth-3 menuparent" aria-labelledby="Registration Systems" style=""><span class="sub-menu-3">Registration Systems</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content74de55a6-970c-49a4-877f-6a3cd1584db9--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/classic-crd" class="sf-depth-4" aria-labelledby="Classic CRD"><span class="sub-menu-4">Classic CRD</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc425811e-6944-4643-9a4b-21222d7ed44e--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/finpro" class="sf-depth-4" aria-labelledby="Financial Professional Gateway (FinPro)"><span class="sub-menu-4">Financial Professional Gateway (FinPro)</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7afd209b-9193-484a-b160-9705bcd8e250--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/financial-industry-networking-directory" class="sf-depth-4" aria-labelledby="Financial Industry Networking Directory (FIND)"><span class="sub-menu-4">Financial Industry Networking Directory (FIND)</span></a></li></ol></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc47867f6-a419-4633-83aa-9fb4c8d8cda7--2" class="sf-depth-1 header menuparent"><a href="/events-training" class="sf-depth-1 menuparent" aria-labelledby="Events & Training"><span class="menu_border">Events & Training</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content9cd640c1-feb7-4c4a-b67e-a3eaedacd028--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/events-training" class="sf-depth-2 menuparent" aria-labelledby="Events & Training Section 1">Events & Training Section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-contentf380a1ac-d9fd-45e2-8f15-32b96331c18f--2" class="sf-depth-3 header sf-no-children" style=""><a href="/events-training/conferences-events" class="sf-depth-3" aria-labelledby="Conferences & Events" style=""><span class="sub-menu-3">Conferences & Events</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9abdc27c-9497-426d-be8e-465a10d034ac--2" class="sf-depth-3 header sf-no-children" style=""><a href="/events-training/finra-georgetown" class="sf-depth-3" aria-labelledby="FINRA Institute at Georgetown" style=""><span class="sub-menu-3">FINRA Institute at Georgetown</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content81cc3c6b-ad65-4627-8b34-69f4bb5d3e5e--2" class="sf-depth-3 header sf-no-children" style=""><a href="/events-training/flex" class="sf-depth-3" aria-labelledby="Financial Learning Experience (FLEX)" style=""><span class="sub-menu-3">Financial Learning Experience (FLEX)</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8febe617-8873-4d02-aca8-d13df4b6649e--2" class="sf-depth-3 header sf-no-children" style=""><a href="/compliance-tools/small-firms-information/small-firm-report" class="sf-depth-3" aria-labelledby="Small Firm Conference Call" style=""><span class="sub-menu-3">Small Firm Conference Call</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content911c7ec5-023c-4c98-953f-b121ff986fa3--2" class="sf-depth-3 header sf-no-children" style=""><a href="/events-training/webinars" class="sf-depth-3" aria-labelledby="Webinars" style=""><span class="sub-menu-3">Webinars</span></a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf3f7bbdd-246d-45c1-af1c-960dc8ad074d--2" class="sf-depth-1 header menuparent"><a href="/filing-reporting" class="sf-depth-1 menuparent" aria-labelledby="Filing & Reporting"><span class="menu_border">Filing & Reporting</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content296db8b3-7b22-4c23-a036-06be44277a69--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/filing-reporting" class="sf-depth-2 menuparent" aria-labelledby="Filing & Reporting Section 1">Filing & Reporting Section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-contentf874a19d-557b-487f-88f1-3d84445f4bc9--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/finra-gateway" class="sf-depth-3" aria-labelledby="FINRA Gateway" style=""><span class="sub-menu-3">FINRA Gateway</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6c4c3c6-93c8-42cf-ab58-476a92d01380--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/systems-status" class="sf-depth-3" aria-labelledby="Systems Status" style=""><span class="sub-menu-3">Systems Status</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentd27e2150-fc22-4e07-98c1-2cce079184a8--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/entitlement" class="sf-depth-3" aria-labelledby="Entitlement Program" style=""><span class="sub-menu-3">Entitlement Program</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content68c74d41-92b9-4e79-84e4-5c43beaf45dc--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/market-transparency-reporting" class="sf-depth-3" aria-labelledby="Market Transparency Reporting Tools" style=""><span class="sub-menu-3">Market Transparency Reporting Tools</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbb250ecd-0432-4ebc-bccf-a21e455fb617--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/regulatory-filing-systems" class="sf-depth-3" aria-labelledby="Regulatory Filing Systems" style=""><span class="sub-menu-3">Regulatory Filing Systems</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2de7e722-b3b2-471e-9cf2-587f649dd923--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/data-transfer-tools" class="sf-depth-3" aria-labelledby="Data Transfer Tools" style=""><span class="sub-menu-3">Data Transfer Tools</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentec6d9be1-8ac6-4071-890c-52838b5490a2--2" class="sf-depth-3 header sf-no-children" style=""><a href="/filing-reporting/e-bill" class="sf-depth-3" aria-labelledby="E-Bill" style=""><span class="sub-menu-3">E-Bill</span></a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentabdfc859-e1e4-4071-9b99-9535c132ee72--2" class="sf-depth-1 header menuparent"><a href="/compliance-tools" class="sf-depth-1 menuparent" aria-labelledby="Compliance Tools"><span class="menu_border">Compliance Tools</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content318c9740-343f-48dd-a32e-600f8c817211--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/compliance-tools" class="sf-depth-2 menuparent" aria-labelledby="Compliance Tools Section 1">Compliance Tools Section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content2badcc82-a0ba-4813-a97b-5cde27a154a6--2" class="sf-depth-3 header sf-no-children" style=""><a href="https://www.finra.org/compliance-tools/cybersecurity-checklist" class="sf-depth-3 sf-external" aria-labelledby="Cybersecurity Checklist" style=""><span class="sub-menu-3">Cybersecurity Checklist</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7f6b440c-bc36-49c7-900b-1fe8e36909db--2" class="sf-depth-3 header sf-no-children" style=""><a href="/compliance-tools/compliance-calendar" class="sf-depth-3" aria-labelledby="Compliance Calendar" style=""><span class="sub-menu-3">Compliance Calendar</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente0f11415-45ff-4cf1-925e-cf2b1f5cecf9--2" class="sf-depth-3 header sf-no-children" style=""><a href="/compliance-tools/weekly-archive" class="sf-depth-3" aria-labelledby="Weekly Update Email Archive" style=""><span class="sub-menu-3">Weekly Update Email Archive</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content170de235-7c02-4852-984e-95eef4499125--2" class="sf-depth-3 header sf-no-children" style=""><a href="/compliance-tools/peer-2-peer-compliance-library" class="sf-depth-3" aria-labelledby="Peer-2-Peer Compliance Library" style=""><span class="sub-menu-3">Peer-2-Peer Compliance Library</span></a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8a617041-43a3-43ff-9f58-6a2615970d47--2" class="sf-depth-1 header menuparent"><a href="/investors" class="sf-depth-1 menuparent" aria-labelledby="For Investors"><span class="menu_border">For Investors</span></a><ul class="sf-multicolumn sf-hidden" style="width: 0px;"><li class="sf-multicolumn-wrapper " style="width: 0px;"><ol style="width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content955b2de2-2baf-4187-9e39-086c21440220--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 1">For Investors Section 1</a><ol style="float: none; width: 0px;"><li id="finra-homepage-nav-megamenus-new-menu-link-content1def6247-9eb1-41f1-a045-bbfc96316e74--2" class="sf-depth-3 header sf-no-children" style=""><a href="/investors/insights" class="sf-depth-3" aria-labelledby="Investor Insights" style=""><span class="sub-menu-3">Investor Insights</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0f5c83d6-0199-481c-bdb8-4215fffb4371--2" class="sf-depth-3 header sf-no-children" style=""><a href="/investors/tools-and-calculators" class="sf-depth-3" aria-labelledby="Tools & Calculators" style=""><span class="sub-menu-3">Tools & Calculators</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content53f5080d-f916-4b0a-942e-129c5cf72090--2" class="sf-depth-3 header menuparent" style=""><a href="/investors/personal-finance" class="sf-depth-3 menuparent" aria-labelledby="Personal Finance" style=""><span class="sub-menu-3">Personal Finance</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content7c320bbc-4fad-463a-97ee-024d99463fca--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/know-your-net-worth" class="sf-depth-4" aria-labelledby="Net Worth"><span class="sub-menu-4">Net Worth</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content26f056cf-1b99-4c9d-a97c-18cc65a4eb22--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/control-spending-calculate-cash-flow" class="sf-depth-4" aria-labelledby="Spending"><span class="sub-menu-4">Spending</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2c662e03-9e1f-4e44-80e6-aba99155f167--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/manage-your-debt" class="sf-depth-4" aria-labelledby="Debt"><span class="sub-menu-4">Debt</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2d5626b5-fe42-47bf-8088-a4996e53f73e--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/how-your-credit-score-impacts-your-financial-future" class="sf-depth-4" aria-labelledby="Credit Scores"><span class="sub-menu-4">Credit Scores</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content5388280f-edc8-40b9-a071-e4d109117508--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/start-emergency-fund" class="sf-depth-4" aria-labelledby="Emergency Funds"><span class="sub-menu-4">Emergency Funds</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7d8f8a9d-8b19-4d7e-a8cd-586399b0e4f8--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 2">For Investors Section 2</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-content64f29299-b56d-4976-9c4d-c4cd58f933ba--2" class="sf-depth-3 header menuparent" style=""><a href="/investors/investing" class="sf-depth-3 menuparent" aria-labelledby="Investing" style=""><span class="sub-menu-3">Investing</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3d6bebd0-cfbc-4d39-88f9-a401f33f597e--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investing-basics" class="sf-depth-4" aria-labelledby="Investing Basics"><span class="sub-menu-4">Investing Basics</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente62ab252-c90e-43eb-b799-328c951f9680--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investment-products" class="sf-depth-4" aria-labelledby="Investment Products"><span class="sub-menu-4">Investment Products</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content4a8dd42d-00d4-4290-8ed4-e6224956af5f--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investment-accounts" class="sf-depth-4" aria-labelledby="Investment Accounts"><span class="sub-menu-4">Investment Accounts</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional"><span class="sub-menu-4">Working With an Investment Professional</span></a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent" style=""><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money" style=""><span class="sub-menu-3">Protect Your Money</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts"><span class="sub-menu-4">Investor Alerts</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbabb7a34-330b-432a-9c7a-3aed86cab6b3--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/ask-and-check" class="sf-depth-4" aria-labelledby="Ask and Check"><span class="sub-menu-4">Ask and Check</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content75981642-a29c-4c2f-a04a-268dd98fd524--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/avoid-fraud" class="sf-depth-4" aria-labelledby="Avoid Fraud"><span class="sub-menu-4">Avoid Fraud</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content773fb0c7-df7e-422b-a8f0-3689c3f58683--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/protect-your-identity" class="sf-depth-4" aria-labelledby="Protect Your Identity"><span class="sub-menu-4">Protect Your Identity</span></a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf03d2691-6592-4649-b41d-6652712ef3d0--2" class="sf-depth-2 header sf-multicolumn-column menuparent" style="width: 0px;"><div class="sf-multicolumn-column" style="width: 0px;"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 3">For Investors Section 3</a><ol style="width: 0px; float: none;"><li id="finra-homepage-nav-megamenus-new-menu-link-contentb0c88306-2bd6-4078-8a56-8766b2affe7f--2" class="sf-depth-3 header sf-no-children" style=""><a href="/investors/military" class="sf-depth-3" aria-labelledby="For the Military" style=""><span class="sub-menu-3">For the Military</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1b13b9ef-e483-4cb3-bce6-a5e1069fc45e--2" class="sf-depth-3 header menuparent" style=""><a href="/investors/need-help" class="sf-depth-3 menuparent" aria-labelledby="Need Help?" style=""><span class="sub-menu-3">Need Help?</span></a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf4bc73f1-2d52-4a24-9c44-7d956273b8fb--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/file-a-complaint" class="sf-depth-4" aria-labelledby="File a Complaint"><span class="sub-menu-4">File a Complaint</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcca58141-8642-401c-acd4-a857dae74c57--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/helpline-seniors" class="sf-depth-4" aria-labelledby="FINRA Securities Helpline for Seniors"><span class="sub-menu-4">FINRA Securities Helpline for Seniors</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentb8670cad-ba33-4aff-a609-45c82362ed80--2" class="sf-depth-4 header sf-no-children"><a href="/arbitration-mediation" class="sf-depth-4" aria-labelledby="Dispute Resolution"><span class="sub-menu-4">Dispute Resolution</span></a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content6b4ead9c-d440-41c5-af0b-aa0f20f66919--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/legitimate-avenues-recovery-investment-losses" class="sf-depth-4" aria-labelledby="Avenues for Recovery of Losses"><span class="sub-menu-4">Avenues for Recovery of Losses</span></a></li></ol></li></ol></div></li></ol></li></ul></li>
</ul>
</div>
</div>
</section>
</div>
<hr>
<div id="mob_menu_sec" class="secondary-menu" style="display:none">
<section class="region region-secondary-menu">
<nav role="navigation" aria-labelledby="block-finrautilitymenu-menu" id="block-finrautilitymenu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu">
<h2 class="sr-only visually-hidden" id="block-finrautilitymenu-menu">FINRA Utility Menu</h2>
<ul id="block-finrautilitymenu" class="clearfix nav navbar-nav">
<li class="nav-item menu-item--collapsed">
<a href="/about" class="nav-link" aria-labelledby="About FINRA" data-drupal-link-system-path="node/135106">About FINRA</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a>
</li>
<li class="nav-item">
<a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a>
</li>
<li class="nav-item">
<a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a>
</li>
<li class="nav-item">
<a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a>
</li>
</ul>
</nav>
</section>
<section class="region region-top-header-form">
<div id="block-finra-bootstrap-sass-loginoverlaynewhomepage-2" data-block-plugin-id="block_content:5f737dd3-a3ee-4d2a-b891-e115158ec6d9" class="block block-block-content block-block-content5f737dd3-a3ee-4d2a-b891-e115158ec6d9">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="test" aria-controls="loginCollapse" aria-expanded="false" data-toggle="collapse" href="#loginCollapse" id="login-icon" role="button"><p><svg xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512"><!--!Font Awesome Free 6.5.1 by @fontawesome - https://fontawesome.com License - https://fontawesome.com/license/free Copyright 2024 Fonticons, Inc.--><path fill="currentColor" d="M304 128a80 80 0 1 0 -160 0 80 80 0 1 0 160 0zM96 128a128 128 0 1 1 256 0A128 128 0 1 1 96 128zM49.3 464H398.7c-8.9-63.3-63.3-112-129-112H178.3c-65.7 0-120.1 48.7-129 112zM0 482.3C0 383.8 79.8 304 178.3 304h91.4C368.2 304 448 383.8 448 482.3c0 16.4-13.3 29.7-29.7 29.7H29.7C13.3 512 0 498.7 0 482.3z"></path></svg></p></div><div class="collapse" id="loginCollapse"><div class="login-responsive"> </div><div class="login-row" layout="row"><div class="login-col" layout="col"><p class="login-subtitle"><span>For the Public</span></p><p class="login-title"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1">FINRA DATA</a></p><p class="login-desc">FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/systems-status/">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div>
</div>
</div>
</section>
</div>
<div class="search-icon-custom">
<div class="wrapper_search">
<input class="custom-landing-search" maxlength="60" type="text" name="search_api_fulltext" placeholder="Search">
<button><svg class="svg-inline--fa fa-search fa-w-16" aria-hidden="true" style="color: #0082D1;" focusable="false" data-prefix="far" data-icon="search" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512" data-fa-i2svg=""><path fill="currentColor" d="M508.5 468.9L387.1 347.5c-2.3-2.3-5.3-3.5-8.5-3.5h-13.2c31.5-36.5 50.6-84 50.6-136C416 93.1 322.9 0 208 0S0 93.1 0 208s93.1 208 208 208c52 0 99.5-19.1 136-50.6v13.2c0 3.2 1.3 6.2 3.5 8.5l121.4 121.4c4.7 4.7 12.3 4.7 17 0l22.6-22.6c4.7-4.7 4.7-12.3 0-17zM208 368c-88.4 0-160-71.6-160-160S119.6 48 208 48s160 71.6 160 160-71.6 160-160 160z"></path></svg><!-- <i class="far fa-search" aria-hidden="true" style="color: #0082D1"></i> --></button>
</div>
</div>
</div>
</div>
<button class="navbar-toggler navbar-toggler-right" type="button" data-toggle="collapse" data-target="#CollapsingNavbar" aria-controls="CollapsingNavbar" aria-expanded="false" aria-label="Toggle navigation">
<span class="navbar-toggler-icon"></span>
<span class="navbar-toggler-icon-mobile"></span>
</button>
</nav>
</div>
</div>
</div>
<div class="finra-container region-primary-title">
<div class="row">
<div class="col">
<section class="offset-lg-3 region region-primary-title">
</section>
</div>
</div>
</div>
</header>
<div id="main-wrapper" class="layout-main-wrapper clearfix">
<div id="main" class="container-fluid finra-container">
<section class="row">
<div class="col-lg-7 specific-crumbs region region-breadcrumb offset-lg-3">
<div id="block-finra-bootstrap-sass-breadcrumbs" data-block-plugin-id="system_breadcrumb_block" class="breadcrumbs__container">
<nav role="navigation" aria-label="breadcrumb" style="">
<ol class="breadcrumb">
<li class="breadcrumb-item">
<a href="/registration-exams-ce">Registration, Exams and CE</a>
</li>
</ol>
</nav>
</div>
</div>
</section>
<div class="row row-offcanvas row-offcanvas-left clearfix">
<div class="sidebar col-lg-3 finra-sidebar-first menu-top" id="sidebar_first">
<aside class="section menu-sticky" role="complementary">
<div class="layout--left-nav">
<div onclick="this.classList.toggle('active')" class="d-sm-block d-lg-none left-nav-toggle arrow-down" data-toggle="collapse" data-target=".layout-collapse">
EXPLORE THIS SECTION
</div>
<div class="left-nav-collapse collapse layout-collapse">
<nav role="navigation" aria-labelledby="block-finramainnavigation-2-menu" id="block-finramainnavigation-2" data-block-plugin-id="system_menu_block:finra-main-navigation" class="block block-menu navigation menu--finra-main-navigation">
<h2 class="sr-only visually-hidden" id="block-finramainnavigation-2-menu">FINRA Main Navigation</h2>
<ul id="block-finramainnavigation-2" class="clearfix nav navbar-nav">
<li class="nav-item menu-item--expanded">
<div class="expando collapsed" data-toggle="collapse" data-target="#registration-submenu"></div>
<a href="/registration-exams-ce/registration" class="nav-link adjust-for-expando" aria-labelledby="Registration" data-drupal-link-system-path="node/137201">Registration</a>
<ul class="menu collapse " id="registration-submenu">
<li class="nav-item">
<a href="/registration-exams-ce/broker-dealers" class="nav-link" aria-labelledby="Broker Dealers" data-drupal-link-system-path="node/135356">Broker Dealers</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/capital-acquisition-brokers" class="nav-link" aria-labelledby="Capital Acquisition Brokers" data-drupal-link-system-path="node/126071">Capital Acquisition Brokers</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/funding-portals" class="nav-link" aria-labelledby="Funding Portals" data-drupal-link-system-path="node/135361">Funding Portals</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/individuals" class="nav-link" aria-labelledby="Individuals" data-drupal-link-system-path="node/10398">Individuals</a>
</li>
</ul>
</li>
<li class="nav-item menu-item--expanded">
<div class="expando collapsed" data-toggle="collapse" data-target="#qualification-exams-submenu"></div>
<a href="/registration-exams-ce/qualification-exams" class="nav-link adjust-for-expando" aria-labelledby="Qualification Exams" data-drupal-link-system-path="node/126761">Qualification Exams</a>
<ul class="menu collapse " id="qualification-exams-submenu">
<li class="nav-item">
<a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie" class="nav-link" aria-labelledby="Securities Industry Essentials Exam (SIE)">Securities Industry Essentials Exam (SIE)</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/qualification-exams/series7" class="nav-link" aria-labelledby="Series 7" data-drupal-link-system-path="node/10344">Series 7</a>
</li>
</ul>
</li>
<li class="nav-item menu-item--expanded">
<div class="expando collapsed" data-toggle="collapse" data-target="#continuing-education-(ce)-submenu"></div>
<a href="/registration-exams-ce/continuing-education" class="nav-link adjust-for-expando" aria-labelledby="Continuing Education (CE)" data-drupal-link-system-path="node/135681">Continuing Education (CE)</a>
<ul class="menu collapse " id="continuing-education-(ce)-submenu">
<li class="nav-item">
<a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="nav-link" aria-labelledby="View a Regulatory Element Learning Plan" data-drupal-link-system-path="node/334416">View a Regulatory Element Learning Plan</a>
</li>
</ul>
</li>
<li class="nav-item menu-item--expanded">
<div class="expando collapsed" data-toggle="collapse" data-target="#registration-systems-submenu"></div>
<a href="/registration-exams-ce/classic-crd" class="nav-link adjust-for-expando" aria-labelledby="Registration Systems" data-drupal-link-system-path="node/126081">Registration Systems</a>
<ul class="menu collapse " id="registration-systems-submenu">
<li class="nav-item">
<a href="/registration-exams-ce/classic-crd" class="nav-link" aria-labelledby="Classic CRD" data-drupal-link-system-path="node/126081">Classic CRD</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/finpro" class="nav-link" aria-labelledby="Financial Professional Gateway (FinPro)" data-drupal-link-system-path="node/66193">Financial Professional Gateway (FinPro)</a>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/financial-industry-networking-directory" class="nav-link" aria-labelledby="Financial Industry Networking Directory (FIND)" data-drupal-link-system-path="node/145806">Financial Industry Networking Directory (FIND)</a>
</li>
</ul>
</li>
<li class="nav-item">
<a href="/registration-exams-ce/manage-your-career" class="nav-link" aria-labelledby="Manage Your Career" data-drupal-link-system-path="node/86458">Manage Your Career</a>
</li>
</ul>
</nav>
</div>
</div>
</aside>
</div>
<main class="main-content col" id="content" role="main">
<section class="section">
<a id="main-content" tabindex="-1"></a>
<div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block">
<div class="content">
<article class="node node--type-article node--view-mode-full clearfix">
<div>
<div class="layout layout--twocol-bricks">
<div class="row">
<div class="layout__region layout__region--top col-md-12">
<div class="block-region-top"><div data-block-plugin-id="entity_field:node:title" class="block block-ctools-block block-entity-fieldnodetitle">
<div class="content">
<span class="field field--name-title field--type-string field--label-hidden"><h1>Regulatory Fees and Payment Options</h1></span>
</div>
</div>
</div>
</div>
</div>
<div class="finra-container">
<div class="row">
</div>
</div>
<div class="finra-container">
<div class="row">
</div>
</div>
<div class="row">
<div class="layout__region layout__region--middle col-md-12">
<div class="block-region-middle"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>FINRA assesses and collects regulatory fees that fund FINRA's regulatory activities, including the Gross Income Assessment (GIA), Personnel Assessment and Branch Assessment Fees, as well as user fees for the services FINRA provides. State sales tax is also assessed for certain FINRA-provided products or services; please review the <a href="/filing-reporting/e-bill#sales_tax">E-Bill state sales tax information</a> for details.</p>
<p>FINRA provides several options for firms to pay these fees. Firms may pay invoices via check, ACH payment, credit card or wire transfer.</p>
<p>FINRA also provides an electronic billing system, E-Bill, which enables firms to view and pay invoices through the <a href="/filing-reporting/finra-gateway">FINRA Gateway</a>—an online tool that provides centralized access to FINRA regulatory and filing applications.</p>
<p>Firms may use one of the following <strong>five methods</strong> to make payments to FINRA:</p>
<h3>1. <a href="/filing-reporting/e-bill">E-Bill</a> (preferred)</h3>
<p>View and pay invoices via credit card, ACH or by reallocating funds from your firm's FINRA Flex-Funding Account. Your bank may require FINRA’s <strong>Company ID</strong> to process transactions via E-Bill.</p>
<p>In these instances, please use the following Company IDs: 1222528267, 1222528268 or 1222528269.</p>
<h3>2. Check</h3>
<p>To ensure your firm's payments are applied to the correct invoice in a timely manner, firms must include <strong>invoice numbers</strong> on all check remittances. Note: If a firm submits a payment without an invoice number, FINRA will apply the funds to the firm's FINRA Flex-Funding account, which is accessible via E-Bill. Someone at your firm must then transfer the funds to the appropriate invoice in order for the invoice to be closed. Use the following information to make payments to FINRA.</p>
<p>To mail a check to FINRA, include the <strong>invoice number</strong> on the check and mail the payment to:</p>
<div class="column-container">
<div class="half">
<h3>All Payments (except GASB payments)</h3>
<ul><li><strong>Standard Mailing Address</strong><br>
FINRA<br>
P.O. Box 418911<br>
Boston, MA 02241-8911</li>
<li><strong>Overnight/Courier Address</strong><br>
Bank of America Lockbox Services<br>
FINRA 418911<br>
MA5-527-02-07<br>
2 Morrissey Blvd.<br>
Dorchester, MA 02125</li>
</ul></div>
<div class="half">
<h3>FINRA-GASB Payments</h3>
<ul><li><strong>Standard Mailing Address</strong><br>
FINRA-GASB<br>
P.O. Box 418925<br>
Boston, MA 02241-8925</li>
<li><strong>Overnight/Courier Address</strong><br>
Bank of America Lockbox Services<br>
GASB 418925<br>
MA5-527-02-07<br>
2 Morrissey Blvd.<br>
Dorchester, MA 02125</li>
</ul></div>
</div>
<h3>3. Wire Transfers/ACH</h3>
<p>To ensure your firm's payments are applied to the correct invoice in a timely manner, firms must include <strong>invoice numbers</strong> in the reference number on ACH and wire payments. Note: If a firm submits a payment without an invoice number, FINRA will apply the funds to the firm's FINRA Flex-Funding account, which is accessible via E-Bill. Someone at your firm must then transfer the funds to the appropriate invoice in order for the invoice to be closed. Use the following information to make payments to FINRA.</p>
<p>To wire a payment to FINRA, provide your firm's bank with the following information:</p>
<div class="column-container">
<div class="half">
<h3>FINRA and Subsidiaries (except GASB payments)</h3>
<ul><li>Bank Name: Bank of America<br>
Transfer funds to: FINRA<br>
Wire ABA Number: 026009593<br>
ACH ABA Number: 054001204<br>
Beneficiary: FINRA-9509 Key West Avenue-Rockville, MD 20850<br>
FINRA Account Number: 226005684771<br>
Swift Code For Wires Sent In U.S. Dollars: BOFAUS3N<br>
Swift Code For Wires Sent In Foreign Currency: BOFAUS6S<br>
Reference Number: <strong>Invoice number</strong></li>
</ul></div>
<div class="half">
<h3>GASB Payments</h3>
<ul><li>Bank Name: Bank of America<br>
Transfer funds to: FINRA<br>
Wire ABA Number: 026009593<br>
ACH ABA Number: 054001204<br>
Beneficiary: FINRA-9509 Key West Avenue-Rockville, Md 20850<br>
FINRA Account Number: 226005684823<br>
Reference Number: <strong>Invoice number</strong></li>
</ul></div>
</div>
<h3>4. <a href="/node/8242">FINRA Flex-Funding Account</a></h3>
<p>The Flex-Funding Account allows firms to pay invoices and fees assessed in CRD. Firms may deposit funds into the Flex-Funding Account by check, ACH payment or wire transfer. Firms that want to send hard copy checks or fund their account through wire transfer to their Flex-Funding Account can <a href="/node/8242">obtain instructions here</a>. Please note that credit card payments are not currently supported for funding the Flex-Funding Account.</p>
<h3>5. <a href="/registration/renewal-program-payment-options">FINRA Renewal Account</a></h3>
<p>This option is available in E-Bill only during the annual Renewal Period</p>
<hr><h3>Questions?</h3>
<p>If you have any questions, please contact the FINRA Accounts Receivable Department at (240) 386-5910.</p>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="finra-container">
<div class="row">
</div>
</div>
<div class="finra-container">
<div class="row">
</div>
</div>
<div class="row">
<div class="layout__region layout__region--bottom col-md-12">
<div class="block-region-bottom"></div>
</div>
</div>
</div>
</div>
</article>
</div>
</div>
</section>
</main>
<div class="sidebar col-lg-2 finra-sidebar-second">
<aside class="section" role="complementary">
<section class="layout--right-nav region region-sidebar-second">
<div id="block-relatedlinkdetails" data-block-plugin-id="entity_field:node:field_link_details" class="block block-ctools-block block-entity-fieldnodefield-link-details field__label_fixed related_links">
<h2>Related Links</h2>
<div class="content">
<div class="content field__label_fixed">
<div class="field field--name-field-link-details field--type-entity-reference-revisions field--label-hidden field__items">
<div class="field__item"> <div class="paragraph paragraph--type--field-link-details paragraph--view-mode--default">
<div class="field field--name-field-internal-content-link field--type-entity-reference field--label-hidden field__item"><a href="/node/11437" hreflang="und">Frequently Asked Questions about Billing and Collections </a></div>
</div>
</div>
<div class="field__item"> <div class="paragraph paragraph--type--field-link-details paragraph--view-mode--default">
<div class="field field--name-field-link-list-url field--type-link field--label-hidden field__item"><a href="/sites/default/files/srojurisdiction-fee-and-setting-schedule.pdf">Schedule of SRO/Jurisdiction Fees and Settings</a></div>
</div>
</div>
</div>
</div>
</div>
</div>
</section>
</aside>
</div>
</div>
</div>
</div>
<div id="article-columns" class="adjustable-columns">
</div>
<footer id="FINRA_footer" class="site-footer">
<div class="container-fluid">
<section class="region region-footer-highlight">
<div id="block-footerhighlight" data-block-plugin-id="block_content:13129ca4-9a12-445a-8240-396c465d4de4" class="block block-block-content block-block-content13129ca4-9a12-445a-8240-396c465d4de4">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="footer-highlight-content--wrapper"><div class="highlight-text"><p class="arbitration-title">ARBITRATION & MEDIATION</p><p class="arbitration-desc">FINRA operates the largest securities dispute resolution forum in the United States</p></div><div class="learn-more-btn"><a class="footer-link" href="/arbitration-mediation"><span>Learn More</span></a></div></div></div>
</div>
</div>
</section>
<div class="finra-footer--brand">
<section class="region region-footer-brand">
<a href="/" title="Home" rel="home" class="navbar-brand">
<img src="/themes/custom/finra_bootstrap_sass/images/FINRA_Logo.svg" alt="Home">
</a>
</section>
</div>
<div class="finra-footer--menus-wrapper">
<div class="finra-footer--menus">
<div class="finra-footer-links">
<section class=" -4 region region-footer-first">
<nav role="navigation" aria-labelledby="block-finrautilitymenu-2-menu" id="block-finrautilitymenu-2" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu">
<h2 class="sr-only visually-hidden" id="block-finrautilitymenu-2-menu">FINRA Utility Menu</h2>
<ul id="block-finrautilitymenu-2" class="clearfix nav navbar-nav">
<li class="nav-item menu-item--collapsed">
<a href="/about" class="nav-link" aria-labelledby="About FINRA" data-drupal-link-system-path="node/135106">About FINRA</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a>
</li>
<li class="nav-item">
<a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a>
</li>
<li class="nav-item">
<a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a>
</li>
<li class="nav-item">
<a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a>
</li>
</ul>
</nav>
<nav role="navigation" aria-labelledby="block-finramainnavigation-3-menu" id="block-finramainnavigation-3" data-block-plugin-id="system_menu_block:finra-main-navigation" class="block block-menu navigation menu--finra-main-navigation">
<h2 class="sr-only visually-hidden" id="block-finramainnavigation-3-menu">FINRA Main Navigation</h2>
<ul id="block-finramainnavigation-3" class="clearfix nav navbar-nav">
<li class="nav-item menu-item--collapsed">
<a href="/rules-guidance" class="nav-link" aria-labelledby="Rules & Guidance" data-drupal-link-system-path="node/105256">Rules & Guidance</a>
</li>
<li class="nav-item menu-item--collapsed menu-item--active-trail">
<a href="/registration-exams-ce" class="nav-link active" aria-labelledby="Registration, Exams & CE" data-drupal-link-system-path="node/126826">Registration, Exams & CE</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/events-training" class="nav-link" aria-labelledby="Events & Training" data-drupal-link-system-path="node/105306">Events & Training</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/filing-reporting" class="nav-link" aria-labelledby="Filing & Reporting" data-drupal-link-system-path="node/135036">Filing & Reporting</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/compliance-tools" class="nav-link" aria-labelledby="Compliance Tools" data-drupal-link-system-path="node/136611">Compliance Tools</a>
</li>
<li class="nav-item menu-item--collapsed">
<a href="/investors" class="nav-link" aria-labelledby="For Investors" data-drupal-link-system-path="node/126766">For Investors</a>
</li>
</ul>
</nav>
</section>
</div>
<div class="finra-footer--contacts-menus">
<div class="region region-footer-second">
<section class="-lg-5 -md-12 -sm-12 region region-footer-second">
<div id="block-footercontacts1" data-block-plugin-id="block_content:c0b288c4-fa43-4f28-869e-1e7dbba541f9" class="block block-block-content block-block-contentc0b288c4-fa43-4f28-869e-1e7dbba541f9">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="contact-item"><p><a class="footer-link" href="/contact-finra/">General Inquiries</a></p><p><span>301-590-6500</span></p></div><div class="contact-item"><p><a class="footer-link" href="/investors/have-a-problem/helpline-seniors">Securities Helpline for Seniors<sup>®</sup></a></p><p><span>844-574-3577 (Mon-Fri 9am-5pm ET)</span></p></div><div class="contact-item"><p><a class="footer-link" href="/contact-finra/file-tip">File a Regulatory Tip</a></p><p><span>To report on abuse or fraud in the industry</span></p></div></div>
</div>
</div>
</section>
</div>
<div class="region region-footer-third">
<section class="-lg-5 -md-12 -sm-12 region region-footer-third">
<div id="block-footercontacts2" data-block-plugin-id="block_content:0d011e02-69eb-47fd-994a-587fbeb7b81e" class="block block-block-content block-block-content0d011e02-69eb-47fd-994a-587fbeb7b81e">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="contact-item"><p><a class="footer-link" href="/investors/need-help/file-a-complaint">File an Investor Complaint</a></p><p><span>File a complaint about fraud or unfair practices.</span></p></div><div class="contact-item"><p><a class="footer-link" href="/compliance-tools/finra-small-firm-helpline">Small Firm Help Line</a></p><p><span>833-26-FINRA (Mon-Fri 9am-6pm ET)</span></p></div><div class="contact-item"><p><a class="footer-link" href="/about/office-ombuds">Office of the Ombuds</a></p><p><span>Report a concern about FINRA at 888-700-0028</span></p></div></div>
</div>
</div>
</section>
<section class="col-lg-5 order-lg-12 order-md-1 order-sm region region-footer-sixth">
<div id="block-finrasociallinks" data-block-plugin-id="block_content:79395185-afca-4832-b562-50b574a57497" class="block block-block-content block-block-content79395185-afca-4832-b562-50b574a57497">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div>
<p>
<a href="https://www.twitter.com/finra" aria-label="X"><span class="fontawesome-icon-inline"><span class="twitter-x-icon"></span></span></a>
<a href="https://www.linkedin.com/company/finra/" aria-label="linkedin"><span alt="LinkedIn" class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-linkedin fa-w-14 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="linkedin" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512" data-fa-i2svg=""><path fill="currentColor" d="M416 32H31.9C14.3 32 0 46.5 0 64.3v383.4C0 465.5 14.3 480 31.9 480H416c17.6 0 32-14.5 32-32.3V64.3c0-17.8-14.4-32.3-32-32.3zM135.4 416H69V202.2h66.5V416zm-33.2-243c-21.3 0-38.5-17.3-38.5-38.5S80.9 96 102.2 96c21.2 0 38.5 17.3 38.5 38.5 0 21.3-17.2 38.5-38.5 38.5zm282.1 243h-66.4V312c0-24.8-.5-56.7-34.5-56.7-34.6 0-39.9 27-39.9 54.9V416h-66.4V202.2h63.7v29.2h.9c8.9-16.8 30.6-34.5 62.9-34.5 67.2 0 79.7 44.3 79.7 101.9V416z"></path></svg><!-- <span class="fa-2x fa-linkedin fab"></span> --></span></a>
<a href="https://www.facebook.com/FinancialIndustryRegulatoryAuthority/" aria-label="facebook"><span alt="Facebook" class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-facebook fa-w-16 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="facebook" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512" data-fa-i2svg=""><path fill="currentColor" d="M504 256C504 119 393 8 256 8S8 119 8 256c0 123.78 90.69 226.38 209.25 245V327.69h-63V256h63v-54.64c0-62.15 37-96.48 93.67-96.48 27.14 0 55.52 4.84 55.52 4.84v61h-31.28c-30.8 0-40.41 19.12-40.41 38.73V256h68.78l-11 71.69h-57.78V501C413.31 482.38 504 379.78 504 256z"></path></svg><!-- <span class="fa-2x fa-facebook fab"></span> --></span></a>
<a href="https://www.instagram.com/_finra" aria-label="Instagram"><span class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-instagram fa-w-14 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="instagram" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512" data-fa-i2svg=""><path fill="currentColor" d="M224.1 141c-63.6 0-114.9 51.3-114.9 114.9s51.3 114.9 114.9 114.9S339 319.5 339 255.9 287.7 141 224.1 141zm0 189.6c-41.1 0-74.7-33.5-74.7-74.7s33.5-74.7 74.7-74.7 74.7 33.5 74.7 74.7-33.6 74.7-74.7 74.7zm146.4-194.3c0 14.9-12 26.8-26.8 26.8-14.9 0-26.8-12-26.8-26.8s12-26.8 26.8-26.8 26.8 12 26.8 26.8zm76.1 27.2c-1.7-35.9-9.9-67.7-36.2-93.9-26.2-26.2-58-34.4-93.9-36.2-37-2.1-147.9-2.1-184.9 0-35.8 1.7-67.6 9.9-93.9 36.1s-34.4 58-36.2 93.9c-2.1 37-2.1 147.9 0 184.9 1.7 35.9 9.9 67.7 36.2 93.9s58 34.4 93.9 36.2c37 2.1 147.9 2.1 184.9 0 35.9-1.7 67.7-9.9 93.9-36.2 26.2-26.2 34.4-58 36.2-93.9 2.1-37 2.1-147.8 0-184.8zM398.8 388c-7.8 19.6-22.9 34.7-42.6 42.6-29.5 11.7-99.5 9-132.1 9s-102.7 2.6-132.1-9c-19.6-7.8-34.7-22.9-42.6-42.6-11.7-29.5-9-99.5-9-132.1s-2.6-102.7 9-132.1c7.8-19.6 22.9-34.7 42.6-42.6 29.5-11.7 99.5-9 132.1-9s102.7-2.6 132.1 9c19.6 7.8 34.7 22.9 42.6 42.6 11.7 29.5 9 99.5 9 132.1s2.7 102.7-9 132.1z"></path></svg><!-- <span class="fa-2x fab fa-instagram"></span> --></span></a>
<a href="https://www.youtube.com/@finra" aria-label="YouTube"><span class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-youtube fa-w-18 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="youtube" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 576 512" data-fa-i2svg=""><path fill="currentColor" d="M549.655 124.083c-6.281-23.65-24.787-42.276-48.284-48.597C458.781 64 288 64 288 64S117.22 64 74.629 75.486c-23.497 6.322-42.003 24.947-48.284 48.597-11.412 42.867-11.412 132.305-11.412 132.305s0 89.438 11.412 132.305c6.281 23.65 24.787 41.5 48.284 47.821C117.22 448 288 448 288 448s170.78 0 213.371-11.486c23.497-6.321 42.003-24.171 48.284-47.821 11.412-42.867 11.412-132.305 11.412-132.305s0-89.438-11.412-132.305zm-317.51 213.508V175.185l142.739 81.205-142.739 81.201z"></path></svg><!-- <span class="fa-2x fa-youtube fab"></span> --></span></a>
</p>
</div></div>
</div>
</div>
</section>
</div>
<div class="region region-footer-fifth">
<div id="block-finrasociallinks1">
<section class="col-lg-5 order-lg-12 order-md-1 order-sm region region-footer-sixth">
<div id="block-finrasociallinks" data-block-plugin-id="block_content:79395185-afca-4832-b562-50b574a57497" class="block block-block-content block-block-content79395185-afca-4832-b562-50b574a57497">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div>
<p>
<a href="https://www.twitter.com/finra" aria-label="X"><span class="fontawesome-icon-inline"><span class="twitter-x-icon"></span></span></a>
<a href="https://www.linkedin.com/company/finra/" aria-label="linkedin"><span alt="LinkedIn" class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-linkedin fa-w-14 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="linkedin" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512" data-fa-i2svg=""><path fill="currentColor" d="M416 32H31.9C14.3 32 0 46.5 0 64.3v383.4C0 465.5 14.3 480 31.9 480H416c17.6 0 32-14.5 32-32.3V64.3c0-17.8-14.4-32.3-32-32.3zM135.4 416H69V202.2h66.5V416zm-33.2-243c-21.3 0-38.5-17.3-38.5-38.5S80.9 96 102.2 96c21.2 0 38.5 17.3 38.5 38.5 0 21.3-17.2 38.5-38.5 38.5zm282.1 243h-66.4V312c0-24.8-.5-56.7-34.5-56.7-34.6 0-39.9 27-39.9 54.9V416h-66.4V202.2h63.7v29.2h.9c8.9-16.8 30.6-34.5 62.9-34.5 67.2 0 79.7 44.3 79.7 101.9V416z"></path></svg><!-- <span class="fa-2x fa-linkedin fab"></span> --></span></a>
<a href="https://www.facebook.com/FinancialIndustryRegulatoryAuthority/" aria-label="facebook"><span alt="Facebook" class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-facebook fa-w-16 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="facebook" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512" data-fa-i2svg=""><path fill="currentColor" d="M504 256C504 119 393 8 256 8S8 119 8 256c0 123.78 90.69 226.38 209.25 245V327.69h-63V256h63v-54.64c0-62.15 37-96.48 93.67-96.48 27.14 0 55.52 4.84 55.52 4.84v61h-31.28c-30.8 0-40.41 19.12-40.41 38.73V256h68.78l-11 71.69h-57.78V501C413.31 482.38 504 379.78 504 256z"></path></svg><!-- <span class="fa-2x fa-facebook fab"></span> --></span></a>
<a href="https://www.instagram.com/_finra" aria-label="Instagram"><span class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-instagram fa-w-14 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="instagram" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512" data-fa-i2svg=""><path fill="currentColor" d="M224.1 141c-63.6 0-114.9 51.3-114.9 114.9s51.3 114.9 114.9 114.9S339 319.5 339 255.9 287.7 141 224.1 141zm0 189.6c-41.1 0-74.7-33.5-74.7-74.7s33.5-74.7 74.7-74.7 74.7 33.5 74.7 74.7-33.6 74.7-74.7 74.7zm146.4-194.3c0 14.9-12 26.8-26.8 26.8-14.9 0-26.8-12-26.8-26.8s12-26.8 26.8-26.8 26.8 12 26.8 26.8zm76.1 27.2c-1.7-35.9-9.9-67.7-36.2-93.9-26.2-26.2-58-34.4-93.9-36.2-37-2.1-147.9-2.1-184.9 0-35.8 1.7-67.6 9.9-93.9 36.1s-34.4 58-36.2 93.9c-2.1 37-2.1 147.9 0 184.9 1.7 35.9 9.9 67.7 36.2 93.9s58 34.4 93.9 36.2c37 2.1 147.9 2.1 184.9 0 35.9-1.7 67.7-9.9 93.9-36.2 26.2-26.2 34.4-58 36.2-93.9 2.1-37 2.1-147.8 0-184.8zM398.8 388c-7.8 19.6-22.9 34.7-42.6 42.6-29.5 11.7-99.5 9-132.1 9s-102.7 2.6-132.1-9c-19.6-7.8-34.7-22.9-42.6-42.6-11.7-29.5-9-99.5-9-132.1s-2.6-102.7 9-132.1c7.8-19.6 22.9-34.7 42.6-42.6 29.5-11.7 99.5-9 132.1-9s102.7-2.6 132.1 9c19.6 7.8 34.7 22.9 42.6 42.6 11.7 29.5 9 99.5 9 132.1s2.7 102.7-9 132.1z"></path></svg><!-- <span class="fa-2x fab fa-instagram"></span> --></span></a>
<a href="https://www.youtube.com/@finra" aria-label="YouTube"><span class="fontawesome-icon-inline"><svg class="svg-inline--fa fa-youtube fa-w-18 fa-2x" aria-hidden="true" focusable="false" data-prefix="fab" data-icon="youtube" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 576 512" data-fa-i2svg=""><path fill="currentColor" d="M549.655 124.083c-6.281-23.65-24.787-42.276-48.284-48.597C458.781 64 288 64 288 64S117.22 64 74.629 75.486c-23.497 6.322-42.003 24.947-48.284 48.597-11.412 42.867-11.412 132.305-11.412 132.305s0 89.438 11.412 132.305c6.281 23.65 24.787 41.5 48.284 47.821C117.22 448 288 448 288 448s170.78 0 213.371-11.486c23.497-6.321 42.003-24.171 48.284-47.821 11.412-42.867 11.412-132.305 11.412-132.305s0-89.438-11.412-132.305zm-317.51 213.508V175.185l142.739 81.205-142.739 81.201z"></path></svg><!-- <span class="fa-2x fa-youtube fab"></span> --></span></a>
</p>
</div></div>
</div>
</div>
</section>
</div>
</div>
</div>
</div>
</div>
<div class="finra-footer--trademarks">
<section class="-lg-7 order-lg-1 order-md-12 order-sm region region-footer-seventh">
<nav role="navigation" aria-labelledby="block-footerlegallinks-menu" id="block-footerlegallinks" data-block-plugin-id="system_menu_block:footer-legal-links" class="block block-menu navigation menu--footer-legal-links">
<h2 class="sr-only visually-hidden" id="block-footerlegallinks-menu">Footer Legal Links</h2>
<ul id="block-footerlegallinks" class="clearfix nav navbar-nav">
<li class="nav-item">
<a href="/site-map" class="nav-link" aria-labelledby="Site Map" data-drupal-link-system-path="node/139246">Site Map</a>
</li>
<li class="nav-item">
<a href="/privacy-policy" class="nav-link" aria-labelledby="Privacy Policy" data-drupal-link-system-path="node/135876">Privacy Policy</a>
</li>
<li class="nav-item">
<a href="/terms-of-use" class="nav-link" aria-labelledby="Terms of Use" data-drupal-link-system-path="node/139951">Terms of Use</a>
</li>
<li class="nav-item">
<a href="/translate" class="nav-link" aria-labelledby="Translate" data-drupal-link-system-path="node/343381">Translate</a>
</li>
<li class="nav-item">
<a href="/contact-finra" class="nav-link" aria-labelledby="Contact Us" data-drupal-link-system-path="node/135416">Contact Us</a>
</li>
</ul>
</nav>
<div id="block-finracopyright" data-block-plugin-id="block_content:150cdc5c-6b33-477b-95ac-565605bddbb3" class="block block-block-content block-block-content150cdc5c-6b33-477b-95ac-565605bddbb3">
<div class="content">
<div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p class="all-rights-reserved">© 2024 FINRA. All Rights Reserved.</p><p class="trademark">FINRA is a Registered Trademark of the Financial Industry Regulatory Authority, INC.</p></div>
</div>
</div>
</section>
</div>
</div>
</footer>
</div>
</div>
</div>
<script type="application/json" data-drupal-selector="drupal-settings-json">{"path":{"baseUrl":"\/","scriptPath":null,"pathPrefix":"","currentPath":"node\/9424","currentPathIsAdmin":false,"isFront":false,"currentLanguage":"en"},"pluralDelimiter":"\u0003","suppressDeprecationErrors":true,"ajaxPageState":{"libraries":"addtoany\/addtoany.front,bootstrap_barrio\/breadcrumb,bootstrap_barrio\/gesta_opensans,bootstrap_barrio\/global-styling,finra_bootstrap_sass\/app-dynamic-reporting,finra_bootstrap_sass\/cookie-classification,finra_bootstrap_sass\/gesta,finra_bootstrap_sass\/global-styling,finra_bootstrap_sass\/opensans,fontawesome\/fontawesome.webfonts,fontawesome\/fontawesome.webfonts.shim,paragraphs\/drupal.paragraphs.unpublished,superfish\/superfish,superfish\/superfish_hoverintent,superfish\/superfish_supersubs,superfish\/superfish_supposition,system\/base","theme":"finra_bootstrap_sass","theme_token":null},"ajaxTrustedUrl":[],"superfish":{"superfish-finra-homepage-nav-megamenus-new":{"id":"superfish-finra-homepage-nav-megamenus-new","sf":{"animation":{"opacity":"show","height":"show"},"speed":"slow","autoArrows":false},"plugins":{"supposition":true,"supersubs":{"minWidth":15,"maxWidth":20}}}},"elasticSearch":{"url":"https:\/\/searchapi.dev.finra.org\/search"},"ajax":[],"user":{"uid":0,"permissionsHash":"ef4ef46b952a8b96490e7d7d475bd2d7a84872de21be94cdc109b583b7dab4d9"}}</script>
<script src="/core/assets/vendor/jquery/jquery.min.js?v=3.7.0"></script>
<script type="text/javascript" id="" charset="">!function(b,e,f,g,a,c,d){b.fbq||(a=b.fbq=function(){a.callMethod?a.callMethod.apply(a,arguments):a.queue.push(arguments)},b._fbq||(b._fbq=a),a.push=a,a.loaded=!0,a.version="2.0",a.queue=[],c=e.createElement(f),c.async=!0,c.src=g,d=e.getElementsByTagName(f)[0],d.parentNode.insertBefore(c,d))}(window,document,"script","https://connect.facebook.net/en_US/fbevents.js");fbq("init","1621322547905865");fbq("track","PageView");</script>
<noscript><img height="1" width="1" style="display:none" src="https://www.facebook.com/tr?id=1621322547905865&ev=PageView&noscript=1"></noscript>
<script src="/core/assets/vendor/once/once.min.js?v=1.0.1"></script>
<script src="/core/misc/drupalSettingsLoader.js?v=10.1.8"></script><iframe height="0" width="0" style="display: none; visibility: hidden;"></iframe>
<script src="/core/misc/drupal.js?v=10.1.8"></script>
<script src="/core/misc/drupal.init.js?v=10.1.8"></script>
<script src="/core/misc/debounce.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/version-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/data-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/disable-selection-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/form-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/jquery-patch-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/scroll-parent-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/unique-id-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/focusable-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/ie-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/keycode-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/plugin-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/safe-active-element-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/safe-blur-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widget-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/labels-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/controlgroup-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/form-reset-mixin-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/mouse-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/checkboxradio-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/draggable-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/resizable-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/button-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/jquery.ui/ui/widgets/dialog-min.js?v=10.1.8"></script>
<script src="/core/assets/vendor/tabbable/index.umd.min.js?v=6.1.2"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/cookie-preferences.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/cookie-banner-config.js?snddqv"></script>
<script src="https://static.addtoany.com/menu/page.js" async=""></script>
<script src="/modules/contrib/addtoany/js/addtoany.js?v=10.1.8"></script>
<script src="/core/misc/progress.js?v=10.1.8"></script>
<script src="/core/assets/vendor/loadjs/loadjs.min.js?v=4.2.0"></script>
<script src="/core/misc/announce.js?v=10.1.8"></script>
<script src="/core/misc/message.js?v=10.1.8"></script>
<script src="/core/misc/ajax.js?v=10.1.8"></script>
<div style="position: static;"><div style="height: 1px; width: 1px; position: absolute; z-index: 100000; top: 0px; visibility: hidden;"><iframe id="a2a_sm_ifr" title="AddToAny Utility Frame" aria-hidden="true" src="https://static.addtoany.com/menu/sm.25.html#type=core&event=load" style="height: 1px; width: 1px; border: 0px; left: 0px; top: 0px; position: absolute; z-index: 100000; display: none;"></iframe></div></div><script src="/core/misc/displace.js?v=10.1.8"></script>
<script src="/core/misc/jquery.tabbable.shim.js?v=10.1.8"></script>
<script src="/core/misc/position.js?v=10.1.8"></script>
<script src="/core/misc/dialog/dialog.js?v=10.1.8"></script>
<script src="/core/misc/dialog/dialog.position.js?v=10.1.8"></script>
<script src="/core/misc/dialog/dialog.jquery-ui.js?v=10.1.8"></script>
<script src="/core/modules/ckeditor5/js/ckeditor5.dialog.fix.js?v=10.1.8"></script>
<script src="/modules/custom/finra_cvent_block/js/cvent_widget_handler.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/popper.min.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/bootstrap-multiselect.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/bootstrap.min.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/global.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/breadcrumb.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/odometer.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/transactionWidget.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/finra-core-functions.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/flag_change.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/sidebar.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/js/embed_whitespace.js?snddqv"></script>
<script src="/themes/custom/finra_bootstrap_sass/node_modules/%40fortawesome/fontawesome-pro/js/all.min.js?snddqv"></script>
<script src="/libraries/drupal-superfish/superfish.js?snddqv"></script>
<script src="/libraries/drupal-superfish/jquery.hoverIntent.minified.js?snddqv"></script>
<script src="/libraries/drupal-superfish/supposition.js?snddqv"></script>
<script src="/libraries/drupal-superfish/supersubs.js?snddqv"></script>
<script src="/modules/contrib/superfish/js/superfish.js?v=2.0"></script>
<script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-common/ctl-common.js"></script>
<script src="https://cdn-prod.securiti.ai/consent/cookie-consent-sdk-latest.js "></script><script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-grid/ctl-grid.js"></script>
<script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/app-dynamic-reporting/app-dynamic-reporting.js"></script>
<script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-common/assets/icons/pro-light-svg-icons/faSearch.js"></script>
<script type="text/javascript">window.NREUM||(NREUM={});NREUM.info={"beacon":"bam.nr-data.net","licenseKey":"d7b664b4b4","applicationID":"486102969","transactionName":"YF0DMkEAWRcAARddC1kXIAVHCFgKTiYRQRRWVD0IXAVSOCINDUAWWFQNA0E9eQsFBzVdAUB7DghHE1gIDQcRGVpBUQQR","queueTime":4,"applicationTime":739,"atts":"TBoARAkaShk=","errorBeacon":"bam.nr-data.net","agent":""}</script><script>(function(){function c(){var b=a.contentDocument||a.contentWindow.document;if(b){var d=b.createElement('script');d.innerHTML="window.__CF$cv$params={r:'8ebdf55f59232fa1',t:'MTczMzE3MDIwNy4wMDAwMDA='};var a=document.createElement('script');a.nonce='';a.src='/cdn-cgi/challenge-platform/scripts/jsd/main.js';document.getElementsByTagName('head')[0].appendChild(a);";b.getElementsByTagName('head')[0].appendChild(d)}}if(document.body){var a=document.createElement('iframe');a.height=1;a.width=1;a.style.position='absolute';a.style.top=0;a.style.left=0;a.style.border='none';a.style.visibility='hidden';document.body.appendChild(a);if('loading'!==document.readyState)c();else if(window.addEventListener)document.addEventListener('DOMContentLoaded',c);else{var e=document.onreadystatechange||function(){};document.onreadystatechange=function(b){e(b);'loading'!==document.readyState&&(document.onreadystatechange=e,c())}}}})();</script><iframe height="1" width="1" style="position: absolute; top: 0px; left: 0px; border: none; visibility: hidden;"></iframe>
<div id="drupal-live-announce" class="visually-hidden" aria-live="polite" aria-busy="false"></div><img src="https://t.co/i/adsct?bci=3&dv=UTC%26en-US%26Google%20Inc.%26na%26255%261%261%263%2624%261%261%260%26na&eci=2&event_id=035df08b-11f3-4d11-abaf-4afdc2949db8&events=%5B%5B%22pageview%22%2C%7B%7D%5D%5D&integration=advertiser&p_id=Twitter&p_user_id=0&pl_id=3799c243-e7b8-4fff-8394-9733c016eb73&tw_document_href=https%3A%2F%2Fwww.finra.org%2Fregistration-exams-ce%2Fregulatory-fees-and-payment-options&tw_iframe_status=0&tw_order_quantity=0&tw_sale_amount=0&txn_id=nzcb7&type=javascript&version=2.3.31" height="1" width="1" style="display: none;"><img src="https://analytics.twitter.com/i/adsct?bci=3&dv=UTC%26en-US%26Google%20Inc.%26na%26255%261%261%263%2624%261%261%260%26na&eci=2&event_id=035df08b-11f3-4d11-abaf-4afdc2949db8&events=%5B%5B%22pageview%22%2C%7B%7D%5D%5D&integration=advertiser&p_id=Twitter&p_user_id=0&pl_id=3799c243-e7b8-4fff-8394-9733c016eb73&tw_document_href=https%3A%2F%2Fwww.finra.org%2Fregistration-exams-ce%2Fregulatory-fees-and-payment-options&tw_iframe_status=0&tw_order_quantity=0&tw_sale_amount=0&txn_id=nzcb7&type=javascript&version=2.3.31" height="1" width="1" style="display: none;"><script type="text/javascript" id="gtm-hover-listener" charset="">(function(l,e){function m(a){var b=a.target;b.__htimer=setTimeout(function(){g(b,"mouseLeave",f);dataLayer.push({event:"hover",attributes:{element:b}})},500);h(b,"mouseleave",f)}function f(a){a=a.target;clearTimeout(a.__htimer);a.__htimer=null;g(a,"mouseleave",f)}e=["#detailed_topics li.badge-pill, #summary_topics li.badge-pill"];var h=google_tag_manager["rm"]["11255690"](33),g=google_tag_manager["rm"]["11255690"](34),c;for(c=0;c<e.length;c++){try{var k=l.querySelectorAll(e[c])}catch(a){if(google_tag_manager["rm"]["11255690"](35))throw"DOMException: GTM Hover Listener - Invalid Query Selector in variable Constant - Hover Listener CSS Selectors; "+
a.message;}var d;for(d=0;d<k.length;d++){var n=k[d];h(n,"mouseenter",m)}}})(document,window);</script></body></html>